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Pagan-San Miguel v. United States
736 F.3d 44
1st Cir.
2013
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Background

  • Petitioner Carlos Págan‑San‑Miguel, pro se, sought leave to file a second or successive 28 U.S.C. § 2255 motion.
  • He relied on recent Supreme Court decisions: Missouri v. Frye and Lafler v. Cooper, and on Martinez v. Ryan and Trevino v. Thaler.
  • Section 2255(h)(2) permits successive collateral relief only when based on a “new rule of constitutional law, made retroactive to cases on collateral review.”
  • The government and the court evaluated whether Frye, Cooper, Martinez, or Trevino announced such a new, retroactive constitutional rule.
  • Circuits had already concluded Frye and Cooper applied established Strickland/Hill principles rather than announcing new rules; circuits similarly treated Martinez as an equitable, not constitutional, rule.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Frye or Cooper announced a "new rule of constitutional law" making petitioner eligible to file a successive §2255 Frye and Cooper created new constitutional rules regarding ineffective assistance in plea bargaining that should apply retroactively Frye and Cooper applied existing Strickland/Hill standards to plea‑bargaining facts and did not announce new constitutional rules Denied — Frye and Cooper did not announce a new rule of constitutional law
Whether Martinez (and Trevino) established a new constitutional rule excusing procedural default and thus permits a successive §2255 Martinez (and Trevino) create a constitutional rule allowing ineffective‑assistance‑of‑trial‑counsel claims despite state procedural default Martinez was characterized as an equitable, narrow exception to Coleman, not a new constitutional rule; Trevino applies Martinez’s exception under certain state procedures Denied — Martinez/Trevino do not announce a new constitutional rule for §2255(h)(2) purposes

Key Cases Cited

  • Missouri v. Frye, 132 S. Ct. 1399 (2012) (Supreme Court decision applying ineffective‑assistance principles to plea‑bargain negotiations)
  • Lafler v. Cooper, 132 S. Ct. 1376 (2012) (Supreme Court decision applying Strickland/Hill standards to plea offer rejection)
  • Martinez v. Ryan, 132 S. Ct. 1309 (2012) (Supreme Court equitable ruling creating a narrow exception to Coleman for ineffective‑assistance‑of‑trial‑counsel claims)
  • Trevino v. Thaler, 133 S. Ct. 1911 (2013) (Supreme Court applying Martinez exception where state procedures impede raising ineffective‑assistance claims on direct review)
  • Strickland v. Washington, 466 U.S. 668 (1984) (established two‑pronged test for ineffective assistance of counsel)
  • Hill v. Lockhart, 474 U.S. 52 (1985) (applied Strickland to plea‑bargaining context)
  • Buenrostro v. United States, 697 F.3d 1137 (9th Cir. 2012) (held Frye/Cooper applied established Strickland/Hill law)
  • In re Liddell, 722 F.3d 737 (6th Cir. 2013) (per curiam) (concluded Frye/Cooper did not announce new rules)
  • Hare v. United States, 688 F.3d 878 (7th Cir. 2012) (found Frye/Cooper applied established law)
  • Adams v. Thaler, 679 F.3d 312 (5th Cir. 2012) (treated Martinez as non‑constitutional for retroactivity)
  • Lykus v. Corsini, 565 F.3d 1 (1st Cir. 2009) (procedural note on non‑appealability of denial of authorization to file successive petitions)
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Case Details

Case Name: Pagan-San Miguel v. United States
Court Name: Court of Appeals for the First Circuit
Date Published: Nov 20, 2013
Citation: 736 F.3d 44
Docket Number: 19-1625
Court Abbreviation: 1st Cir.