Pacific Pictures Corp. v. United States District Court
679 F.3d 1121
| 9th Cir. | 2012Background
- Siegel and Shuster created Superman and assigned rights to DC Comics in 1937.
- Toberoff formed a venture with the Heirs and acted as business advisor and attorney for that venture.
- An associate stole Siegel/Shuster documents and sent them to DC Comics with a cover letter outlining a plan to capture Superman.
- DC Comics retained the documents and sought discovery; Toberoff resisted asserting privilege over communications.
- In 2007 a magistrate ordered disclosure of some documents, including the cover letter; Toberoff reported the incident to the FBI and later produced some documents.
- In 2010 DC Comics filed suit against Toberoff and related entities alleging interference; the cover letter was incorporated into the complaint.
- Toberoff sought a government subpoena for the documents; the U.S. Attorney indicated disclosure would be limited and consent-based.
- DC Comics moved to deem the privilege waived due to voluntary disclosure to the government; the magistrate ruled in favor, and the district court denied review.
- The Ninth Circuit reviews mandamus standards and the merits of selective waiver and other waiver theories.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether selective waiver to the government defeats the attorney‑client privilege. | Toberoff's disclosure to the government should not waive universally. | Selective waiver should be recognized to permit government disclosures without broad waiver. | Selective waiver rejected; waiver applies to the world. |
| Whether confidentiality agreements can preserve privilege after disclosure. | A government confidentiality letter could permit post hoc selective waiver. | Confidentiality agreements do not justify selective waiver and would undermine public policy. | Confidentiality-based selective waiver rejected. |
| Whether Toberoff’s status as crime victim affects waiver or common‑interest doctrine. | Victim status creates a common interest with the government. | No special common-interest privilege applies; no pre-disclosure joint defense. | No separate privilege or common-interest waiver established. |
| Whether involuntary production via subpoena automatically waives the privilege. | Subpoena-directed production may be involuntary and thus privileged. | Voluntary disclosure or failure to redact can constitute waiver. | Disclosures deemed voluntary; privilege waived. |
| Whether Petitioners’ failure to raise waiver issue earlier affects the analysis. | Issue could be raised later due to complexity. | Waiver issues can be raised despite timing; argument preserved. | Timely argument preserved; no manifest injustice in considering. |
Key Cases Cited
- Upjohn Co. v. United States, 449 U.S. 383 (U.S. 1981) (privilege to encourage full client-attorney communication)
- Trammel v. United States, 445 U.S. 40 (U.S. 1980) (narrow interpretation of privilege to protect full disclosure)
- Diversified Indus., Inc. v. Meredith, 572 F.2d 596 (8th Cir. 1978) (selective waiver theory criticized by many circuits)
- In re Qwest Commc'ns Int'l, 450 F.3d 1179 (10th Cir. 2006) (selective waiver rejected by several circuits)
- Univ. of Pa. v. EEOC, 493 U.S. 182 (U.S. 1990) (limits on expanding privilege; cautious approach)
- Westinghouse Elec. Corp. v. Republic of Philippines, 951 F.2d 1414 (3d Cir. 1991) (destructive impact of broad waivers on privilege)
