Office of Lawyer Regulation v. Roitburd
368 Wis. 2d 595
| Wis. | 2016Background
- Attorney Roitburd was admitted in 1984 with no prior discipline; the OLR filed a complaint on December 5, 2014 alleging three counts of professional misconduct tied to his role as personal representative of his mother's estate.
- The OLR sought a default judgment for Roitburd's failure to respond to the complaint and to cooperate with the investigation.
- The referee recommended default judgment, a two-year license suspension, restitution of $43,369.74 to the Roitburd Estate, and full costs of $1,120.29.
- The court ultimately affirmed in part and modified the sanction, imposing a 60-day suspension instead of two years, and denying restitution but conditioning reinstatement on satisfaction of the circuit court judgment.
- The court also ordered Roitburd to pay the full costs of the proceeding.
- Roitburd’s temporary license suspension for non-cooperation was lifted and reinstatement conditions were set.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Roitburd’s default supports a discipline sanction | OLR sought two-year suspension based on default | Roitburd did not participate; no additional evidence | Default established; misconduct proven but sanction reduced to 60 days |
| Whether a 60-day suspension is appropriate | OLR and referee urged two-year suspension | Based on lack of cooperation and estate mismanagement, longer sanction warranted | 60-day suspension appropriate under the circumstances |
| Whether restitution to the Roitburd Estate should be ordered | Restitution of $43,369.74 warranted | Circuit court already ordered restitution; duplicative here | Restitution denied; but reinstatement conditioned on satisfying circuit court judgment |
| Whether Roitburd must pay the proceeding costs | Costs should be borne by Roitburd | Ro itburd must pay full costs of proceeding | |
| Whether reinstatement conditions are met | Reinstatement should require satisfaction of circuit court judgment | Reinstatement contingent on compliance with all conditions | Reinstatement conditioned on demonstrating satisfaction of the circuit court judgment |
Key Cases Cited
- In re Disciplinary Proceedings Against Eisenberg, 269 Wis.2d 43 (2004 WI 14) (clear standard for reviewing referee findings; default and sanction considerations)
- In re Disciplinary Proceedings Against Widule, 261 Wis.2d 45 (2003 WI 34) (de novo review of discipline; no deference to referee on sanctions)
- In re Disciplinary Proceedings Against Carroll, 248 Wis.2d 662 (2001 WI 130) (court may determine appropriate discipline independent of referee's recommendation)
- In re Disciplinary Proceedings Against Fitzgerald, 314 Wis.2d 7 (2008 WI 101) (60-day suspension for multiple misconduct counts; cooperative vs. noncooperative factors considered)
- In re Disciplinary Proceedings Against Osicka, 353 Wis.2d 656 (2014 WI 33) (60-day suspension for default to a four-count complaint)
- In re Disciplinary Proceedings Against Lamb, 338 Wis.2d 1 (2011 WI 101) (60-day suspension following multiple counts of misconduct)
