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Office of Lawyer Regulation v. Roitburd
368 Wis. 2d 595
| Wis. | 2016
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Background

  • Attorney Roitburd was admitted in 1984 with no prior discipline; the OLR filed a complaint on December 5, 2014 alleging three counts of professional misconduct tied to his role as personal representative of his mother's estate.
  • The OLR sought a default judgment for Roitburd's failure to respond to the complaint and to cooperate with the investigation.
  • The referee recommended default judgment, a two-year license suspension, restitution of $43,369.74 to the Roitburd Estate, and full costs of $1,120.29.
  • The court ultimately affirmed in part and modified the sanction, imposing a 60-day suspension instead of two years, and denying restitution but conditioning reinstatement on satisfaction of the circuit court judgment.
  • The court also ordered Roitburd to pay the full costs of the proceeding.
  • Roitburd’s temporary license suspension for non-cooperation was lifted and reinstatement conditions were set.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Roitburd’s default supports a discipline sanction OLR sought two-year suspension based on default Roitburd did not participate; no additional evidence Default established; misconduct proven but sanction reduced to 60 days
Whether a 60-day suspension is appropriate OLR and referee urged two-year suspension Based on lack of cooperation and estate mismanagement, longer sanction warranted 60-day suspension appropriate under the circumstances
Whether restitution to the Roitburd Estate should be ordered Restitution of $43,369.74 warranted Circuit court already ordered restitution; duplicative here Restitution denied; but reinstatement conditioned on satisfying circuit court judgment
Whether Roitburd must pay the proceeding costs Costs should be borne by Roitburd Ro itburd must pay full costs of proceeding
Whether reinstatement conditions are met Reinstatement should require satisfaction of circuit court judgment Reinstatement contingent on compliance with all conditions Reinstatement conditioned on demonstrating satisfaction of the circuit court judgment

Key Cases Cited

  • In re Disciplinary Proceedings Against Eisenberg, 269 Wis.2d 43 (2004 WI 14) (clear standard for reviewing referee findings; default and sanction considerations)
  • In re Disciplinary Proceedings Against Widule, 261 Wis.2d 45 (2003 WI 34) (de novo review of discipline; no deference to referee on sanctions)
  • In re Disciplinary Proceedings Against Carroll, 248 Wis.2d 662 (2001 WI 130) (court may determine appropriate discipline independent of referee's recommendation)
  • In re Disciplinary Proceedings Against Fitzgerald, 314 Wis.2d 7 (2008 WI 101) (60-day suspension for multiple misconduct counts; cooperative vs. noncooperative factors considered)
  • In re Disciplinary Proceedings Against Osicka, 353 Wis.2d 656 (2014 WI 33) (60-day suspension for default to a four-count complaint)
  • In re Disciplinary Proceedings Against Lamb, 338 Wis.2d 1 (2011 WI 101) (60-day suspension following multiple counts of misconduct)
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Case Details

Case Name: Office of Lawyer Regulation v. Roitburd
Court Name: Wisconsin Supreme Court
Date Published: Feb 26, 2016
Citation: 368 Wis. 2d 595
Docket Number: No. 2014AP2801-D
Court Abbreviation: Wis.