Office of Lawyer Regulation v. Sommers
811 N.W.2d 387
Wis.2012Background
- Sommers appeals a referee's 30‑day license suspension and half-cost assessment following a disciplinary proceeding.
- The case arose from Sommers' defense of Raisbeck in the Raisbeck matter and related investigations of the OLR and ADA Humphrey, involving extensive discovery, filings, and hearings over several years.
- The referee found Counts Two and Three of the OLR complaint supported misconduct; Count One was dismissed.
- Sommers challenged procedural issues, including attempts to pursue a counterclaim against the OLR, and contested the record and discovery rulings.
- The court conducted de novo review, adopted the referee's findings, and ultimately imposed a 30‑day suspension with a 50% costs reduction due to circumstances saw as unusual.
- Costs totaled $94,612.56; Sommers was required to pay half in light of partial success and extensive discovery efforts.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Sommers committed misconduct on Counts Two and Three | Sommers contends findings were incomplete/unsupported | OLR asserts clear, convincing evidence of misconduct | Counts Two and Three sustained; misconduct found |
| Whether Count One should have been sustained | Sommers argues the subpoena issue was mischaracterized | OLR sought violation of rules; evidence insufficient | Count One dismissed |
| Whether Sommers could assert a counterclaim against the OLR | Sommers maintains right to counterclaim per SCR 22.25 | Rules do not contemplate formal counterclaims under SCR 22.25 | No formal counterclaim allowed; affirmative defense permitted |
| Whether May 24, 2004 outburst violated SCR 20:3.5/20:8.2/20:8.4(g) | Sommers acted in good faith; remarks were not shown to be false | Outburst disrupted proceedings and damaged judicial integrity | Violations established; conduct disrupted tribunal and violated oath and justice standards |
| Whether pretrial publicity violated SCR 20:3.6 and sanctions were appropriate | Sommers asserts right to public critique of DA; some publicity warranted | Publicity risked prejudicing adjudicative process | Count Three established violation of SCR 20:3.6; sanctions warranted |
Key Cases Cited
- In re Disciplinary Proceedings Against Charlton, 174 Wis. 2d 844 (Wis. 1993) (adopted standard for review of referee findings of fact; de novo on law; fact‑finding reviewed for clear error)
- In re Disciplinary Proceedings Against Swartout, 116 Wis. 2d 380 (Wis. 1984) (standard for deference to referee on findings of fact vs. law)
- In re Disciplinary Proceedings Against Hetzel, 118 Wis. 2d 257 (Wis. 1984) (limits on appellate deference to referee's conclusions of law)
- In re Disciplinary Proceedings Against Norlin, 104 Wis. 2d 117 (Wis. 1981) (limits on review of referee decisions)
- In re Disciplinary Proceedings Against Osicka, 2009 WI 38 (Wis. 2009) (minimum suspension policy and cost considerations)
- In re Disciplinary Proceedings Against Grady, 188 Wis. 2d 98 (Wis. 1994) (discretion to deviate from minimum suspension in rare cases)
- In re Disciplinary Proceedings Against Schnitzler, 140 Wis. 2d 574 (Wis. 1987) (sanction standards for professional misconduct)
- In re Disciplinary Proceedings Against O'Byrne, 2002 WI 123 (Wis. 2002) (guide to sanctions in complex disciplinary matters)
- In re Disciplinary Proceedings Against Arthur, 2005 WI 40 (Wis. 2005) (ABA standards as a framework for sanctions)
- In re Disciplinary Proceedings Against Reitz, 2005 WI 39 (Wis. 2005) (considerations of public protection and deterrence in sanctions)
