Office of Lawyer Regulation v. Patrick J. Hudec
2014 WI 46
Wis.2014Background
- Patrick J. Hudec, admitted 1979, had previously received three private reprimands and one public reprimand for various ethical violations.
- Between Nov. 2007 and Jan. 2009 Hudec represented Roma II in Racine County litigation; he signed and filed an incomplete answer that omitted three causes of action and contained misnumbering and no claim for relief.
- At a default-motion hearing Hudec told the court he had filed an affidavit in opposition to the motion; no such affidavit existed in the record and he later retracted that assertion.
- On appeal Hudec filed briefs with numerous substantive and formal defects (misstated standard of review, included irrelevant/salacious materials, failed to serve a reply brief), and the court of appeals criticized his attention to detail and imposed a $500 sanction.
- OLR charged Hudec with four counts (violations of SCR 20:1.1, SCR 20:3.1(a)(3), and SCR 20:3.5(b)); Hudec stipulated to the factual allegations and to commission of the four counts.
- The referee adopted the stipulation, recommended a public reprimand and assessment of costs ($1,625.14); the supreme court affirmed the findings and conclusions and ordered a public reprimand and full costs.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Competence/diligence (SCR 20:1.1) — circuit-level conduct (incomplete answer; false affidavit claim) | Hudec’s filing of an incomplete answer and misrepresentations show gross inattention and lack of competence. | Hudec admitted the facts and stipulated; mitigation noted absence of clear client harm. | Court adopted referee: violation of SCR 20:1.1; public reprimand. |
| Competence/diligence (SCR 20:1.1) — appellate-level conduct (procedural errors; poor briefing) | Appellate errors, misstated standard, and procedural failures demonstrate incompetent representation on appeal. | Hudec stipulated to the allegations; argued conduct remediated on appeal (amended answer joined issue). | Court adopted referee: violation of SCR 20:1.1; sanction upheld as public reprimand. |
| Filing frivolous/prejudicial material (SCR 20:3.1(a)(3)) | Inclusion of salacious, irrelevant facts in appellate brief intended to prejudice the opponent. | Hudec admitted inclusion but stipulated; no separate contested defense. | Court adopted referee: violation of SCR 20:3.1(a)(3). |
| Ex parte communication (SCR 20:3.5(b)) | Failure to serve opposing counsel with reply brief constituted impermissible ex parte communication with the court. | Hudec admitted failure to serve; no contested factual defense. | Court adopted referee: violation of SCR 20:3.5(b). |
Key Cases Cited
- In re Disciplinary Proceedings Against Eisenberg, 269 Wis. 2d 43 (2004) (standard of review: referee findings affirmed unless clearly erroneous; conclusions of law reviewed de novo)
- In re Disciplinary Proceedings Against Widule, 261 Wis. 2d 45 (2003) (court may impose any sanction it deems appropriate regardless of referee recommendation)
