Office of Lawyer Regulation v. Kenneth R. Kratz
353 Wis. 2d 696
| Wis. | 2014Background
- Kenneth R. Kratz, Calumet County District Attorney (appointed 1992), was accused by the Office of Lawyer Regulation (OLR) of multiple ethics violations based on: sexually suggestive text messages to S.VG., a domestic‑abuse victim he was prosecuting; and lewd verbal comments to two social‑worker witnesses (S.S., R.H.).
- Kratz self‑reported the text messages to OLR in December 2009 after the victim reported them to police; a special prosecutor replaced him in the criminal case; he resigned as DA in October 2010. No prior disciplinary history.
- OLR filed an 11‑count complaint (Nov. 30, 2011); five counts were later dismissed; Kratz pled no contest to six counts (including conflict of interest, offensive personality, and sex‑based harassment) and the referee accepted the pleas.
- The referee recommended a four‑month suspension, noting aggravating (selfish motive; vulnerable victim; experience/leadership) and mitigating factors (no prior discipline; cooperation; treatment/rehab; collateral consequences).
- The Wisconsin Supreme Court adopted the referee’s findings and conclusions, imposed a four‑month suspension effective July 11, 2014, and ordered Kratz to pay full costs totaling $23,904.10.
Issues
| Issue | Plaintiff's Argument (OLR) | Defendant's Argument (Kratz) | Held |
|---|---|---|---|
| Whether Kratz violated ethical rules by soliciting a sexual relationship from a crime victim he was prosecuting | Kratz’s texts to S.VG. created a concurrent conflict of interest and constituted offensive personality and sex‑based harassment | Texts were not sexually explicit; he admitted poor judgment and self‑reported; mitigation via therapy/addiction treatment | Court: Violations proven (SCR 20:1.7(a); 20:8.4(g),(i); SCR 40.15). Misconduct established |
| Whether his lewd verbal comments to social‑worker witnesses constituted misconduct | Comments to S.S. and R.H. were offensive and sex‑based harassment occurring in professional capacity | Admitted the vulgarity to S.S. and apologized; denied one comment to R.H.; urged mitigation | Court: Comments were sanctionable offensive personality and harassment; misconduct established |
| Appropriate discipline (reprimand, suspension length) | Six‑month suspension warranted given multiple victims, vulnerability of victims, and lack of evidence of recovery from claimed addictions | Public reprimand only; emphasized self‑reporting, apologies, treatment, cooperation, prior good reputation | Court: Adopted referee’s recommendation — four‑month suspension is appropriate given aggravating/mitigating balance |
| Assessment of OLR costs and timeliness of objection to costs | Full costs appropriate under SCR 22.24 absent extraordinary circumstances | Objected (late) and argued costs should be reduced or eliminated given dismissed counts and early willingness to stipulate | Court: Rejected late objection; found no extraordinary circumstances and imposed full costs ($23,904.10) |
Key Cases Cited
- In re Disciplinary Proceedings Against Beatse, 297 Wis. 2d 292, 722 N.W.2d 385 (Wis. 2006) (analogous discipline for sexually inappropriate workplace conduct by prosecutor)
- In re Disciplinary Proceedings Against Ridgeway, 158 Wis. 2d 452, 462 N.W.2d 671 (Wis. 1990) (six‑month suspension where attorney initiated sexual contact with client)
- In re Disciplinary Proceedings Against Inglimo, 305 Wis. 2d 71, 740 N.W.2d 125 (Wis. 2007) (standard of review for referee findings and conclusions in disciplinary appeals)
- In re Disciplinary Proceedings Against Widule, 261 Wis. 2d 45, 660 N.W.2d 686 (Wis. 2003) (court independently determines appropriate discipline while giving weight to referee)
- In re Disciplinary Proceedings Against Compton, 329 Wis. 2d 318, 787 N.W.2d 831 (Wis. 2010) (stipulation prior to referee appointment can avoid assessment of costs)
- Spears v. City of Indianapolis, 74 F.3d 153 (7th Cir. 1996) (courts and counsel must respect procedural deadlines)
