O'Connor-Spinner v. Astrue
627 F.3d 614
| 7th Cir. | 2010Background
- O'Connor-Spinner, a 41-year-old with depression and several physical impairments, filed January 2004 applications for SSI and DIB, alleging disability since December 2003 due to depression and physical conditions.
- Record shows pre-2003 signs of depression and earlier treatment history; a 2001 disability application was denied after a state physician found mental impairments not sufficiently severe at that time.
- Medicals from 2004–2005 document ongoing treatment for physical ailments with only sparse mental-health treatment history; no mental-health records after 2002 in the administrative record.
- Dr. Kamla Paul examined her in May 2004; she reported past confusion, crying spells, violent outbursts, and attempted suicide; Paul found adequate abstraction/remote memory but poor immediate memory and dysphoric mood, diagnosing depression.
- Dr. D. Unversaw also reviewed the file in May 2004 and concluded a moderate limitation on concentration, persistence and pace, with a separate checkbox indicating a limitation on receiving instructions and responding to supervisors; a third-party statement noted she responds to rude others by becoming rude.
- At the January 2006 hearing, the ALJ asked a vocational expert (VE) about past and other work, using increasingly restrictive hypotheticals; the most restrictive hypothetical did not include a concentration limitation, though the ALJ later acknowledged such a limitation in the RFC.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the ALJ erred by omitting concentration limitation from the VE hypotheticals | O'Connor-Spinner's moderate concentration/persistence/pace limitation was not included in the VE's hypothetical, though the RFC acknowledged it. | ALJ implicitly incorporated limitations by restricting to routine, repetitive tasks with simple instructions. | Remand required; VE not adequately oriented to total limitations. |
| Whether the ALJ failed to address a social limitation on responding to supervisors | DR. Unversaw found a moderate limitation in accepting instructions and responding to supervision, which the ALJ did not incorporate or discuss. | The ALJ may rely on other record evidence and need not discuss every form paragraph; the weight given to Unversaw's findings is within discretion. | Remand required to explain crediting and account for this limitation in the hypothetical. |
Key Cases Cited
- Simila v. Astrue, 573 F.3d 503 (7th Cir.2009) (limits of VE's consideration when hypotheticals omit specific limitations)
- Johansen v. Barnhart, 314 F.3d 283 (7th Cir.2002) (low-stress/hypothetical limitations addressing concentration-related issues)
- Sims v. Barnhart, 309 F.3d 424 (7th Cir.2002) (addressing hypotheticals and concentration-related limitations)
- Jens v. Barnhart, 347 F.3d 209 (7th Cir.2003) (requires listing concentration limitations in the hypothetical)
- Stewart v. Astrue, 561 F.3d 679 (7th Cir.2009) (VE must be informed of total claimant limitations; simple tasks may not suffice)
- Kasarsky v. Barnhart, 335 F.3d 539 (7th Cir.2003) (hypotheticals must address concentration limitations beyond simple task framing)
- Liskowitz v. Astrue, 559 F.3d 736 (7th Cir.2009) (final determination reviewed; substantial evidence standard on ALJ decision)
- Giles ex rel. Giles v. Astrue, 483 F.3d 483 (7th Cir.2007) (ALJ must explain why evidence supporting disability is not credited)
- Zurawski v. Halter, 245 F.3d 881 (7th Cir.2001) (explanation required when evidence weighs in favor of disability)
