586 U.S. 188
SCOTUS2019Background
- Troy Lambert sued Nutraceutical Corp. alleging deceptive marketing and obtained class certification, which the district court decertified on February 20, 2015.
- Federal Rule of Civil Procedure 23(f) then required a petition for permission to appeal the decertification be filed in the court of appeals within 14 days.
- Lambert told the district court on March 2 (10 days after decertification) he intended to file a motion for reconsideration and was told to file by March 12; he filed on March 12 (20 days after decertification).
- The district court denied reconsideration on June 24; Lambert filed a Rule 23(f) petition in the Ninth Circuit on July 8, which Nutraceutical opposed as untimely.
- The Ninth Circuit deemed the petition timely by applying equitable tolling and reversed the decertification; the Supreme Court granted certiorari to decide whether Rule 23(f)’s 14-day deadline can be tolled.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether courts of appeals may apply equitable tolling to Rule 23(f)’s 14-day petition deadline | Lambert: equitable tolling should apply where parties acted diligently and circumstances warranted | Nutraceutical: Rule 23(f) deadline is mandatory under the Federal Rules and cannot be tolled | The 14-day Rule 23(f) deadline is not subject to equitable tolling when the opposing party properly raises the timeliness objection |
| Whether Appellate Rule 26(b)’s prohibition on extending time to file leaves room to "permit" late filings after the fact | Lambert: Rule 26(b)(1) bars only preemptive extensions, not post-deadline equitable excusal | Nutraceutical: permitting late filings effectively enlarges the filing period and is forbidden by the Rules | The Court held Robinson controls: allowing late filings enlarges the period and Rule 26(b)(1) forecloses such post hoc exceptions |
| Whether a motion for reconsideration filed within 14 days tolls the Rule 23(f) clock | Lambert: if reconsideration motion is timely, appeal time runs from resolution of that motion | Nutraceutical: timely reconsideration renders the decision not final (affecting when the 14-day window begins), not a matter of tolling | The Court noted timely reconsideration affects the start of the appeal clock (not tolling) and left preservation and merits of that argument to the court of appeals on remand |
Key Cases Cited
- Carlisle v. United States, 517 U.S. 416 (1996) (interpreting a rule barring extensions and holding courts cannot accept untimely filings when text forecloses it)
- Robinson v. United States, 361 U.S. 220 (1960) (holding that permitting a late filing is equivalent to enlarging the filing period and is prohibited by the applicable rule)
- Kontrick v. Ryan, 540 U.S. 443 (2004) (distinguishing jurisdictional rules from claim-processing rules and discussing waiver/forfeiture)
- Bank of Nova Scotia v. United States, 487 U.S. 250 (1988) (courts must enforce properly raised procedural rules according to their plain import)
- United States v. Ibarra, 502 U.S. 1 (1991) (timely postjudgment motions render a decision not final for purposes of appeal; not a tolling doctrine)
- Mohawk Industries, Inc. v. Carpenter, 558 U.S. 100 (2009) (interlocutory appeals are the exception and require careful calibration)
- Torres v. Oakland Scavenger Co., 487 U.S. 312 (1988) (permitting jurisdiction over unnamed parties after appeal time is equivalent to extending the appeal period)
- Budinich v. Becton Dickinson & Co., 486 U.S. 196 (1988) (earlier characterizations of some time limits as jurisdictional, contrasted with later clarifications about such labels)
