Novartis Pharmaceuticals Corp v. Breckenridge Pharmaceutical
909 F.3d 1355
| Fed. Cir. | 2018Background
- Novartis owned two related patents on everolimus: U.S. Patent No. 5,665,772 (’772, pre-URAA, filed Apr 7, 1995, issued Sept 9, 1997) and U.S. Patent No. 6,440,990 (’990, post-URAA, filed May 23, 1997, issued Aug 27, 2002). Both claim the same earliest effective filing date (Sept 24, 1993) and share inventors/ownership.
- The Uruguay Round Agreements Act (URAA) changed U.S. patent terms from 17 years from grant to 20 years from earliest effective filing date as of June 8, 1995; a transition rule gives pre-URAA applications the greater of the two terms. As a result, the post-URAA ’990 expired Sept 24, 2013, while the pre-URAA ’772 expired Sept 9, 2014 (later extended by §156 PTE to 2019).
- The parties stipulated that the asserted claims of the ’772 are obvious variants of the ’990 claims and that, if the ’990 is a proper obviousness-type double patenting reference, the ’772 claims are invalid.
- The district court, relying on this court’s post-URAA decision in Gilead, held the later-issued but earlier-expiring post-URAA ’990 could serve as a double patenting reference and invalidated the ’772 claims.
- On appeal, the Federal Circuit considered whether Gilead’s expiration-date-centered analysis controls when one patent is pre-URAA and the other post-URAA, and whether applying double patenting in that situation would require truncating the statutorily granted pre-URAA term.
Issues
| Issue | Novartis (Plaintiff) Argument | Defendants (Appellees) Argument | Held |
|---|---|---|---|
| Can a post‑URAA patent that issues after but expires before a pre‑URAA patent serve as an obviousness‑type double patenting reference against the pre‑URAA patent? | No — for a pre‑URAA patent use the issuance date as the benchmark; the URAA transition §154(c)(1) protects the greater statutorily granted pre‑URAA term and Congress intended pre‑URAA filers to receive the greater term. | Yes — Gilead says expiration date is the proper benchmark; allowing a post‑URAA patent to be a reference prevents unjustified extension of public exclusion rights and protects the public’s right to practice the expired patent. | The court reversed: a post‑URAA patent that expires earlier than a pre‑URAA patent due solely to the change in law is not a proper obviousness‑type double patenting reference; apply pre‑URAA issuance‑date analysis to the pre‑URAA patent. |
Key Cases Cited
- Gilead Sciences, Inc. v. Natco Pharma Ltd., 753 F.3d 1208 (Fed. Cir. 2014) (post‑URAA double patenting: expiration date is the relevant benchmark)
- AbbVie, Inc. v. Mathilda & Terence Kennedy Inst. of Rheumatology Trust, 764 F.3d 1366 (Fed. Cir. 2014) (obviousness‑type double patenting applies post‑URAA where later priority date was used to extend exclusivity)
- Takeda Pharm. Co. v. Doll, 561 F.3d 1372 (Fed. Cir. 2009) (definition and purpose of obviousness‑type double patenting)
- Perricone v. Medicis Pharm. Corp., 432 F.3d 1368 (Fed. Cir. 2005) (double patenting doctrine overview)
- Miller v. Eagle Mfg. Co., 151 U.S. 186 (U.S. 1894) (historical rule: issuance date governs double patenting in the pre‑URAA era)
