Northwest School of Safety v. Bob Ferguson
699 F. App'x 707
| 9th Cir. | 2017Background
- Appellants challenged Washington Initiative 594 (I-594), which extended state background-check requirements to non‑commercial transfers of firearms.
- The district court granted defendants’ motion to dismiss for lack of constitutional standing, concluding plaintiffs failed to show a genuine threat of prosecution.
- While the appeal was pending, the Washington Legislature amended I-594 to clarify the background-check requirement does not apply when the transferee and firearm remain in the presence of the transferor; three plaintiffs conceded this rendered their appeals moot and were dismissed.
- The remaining appellants argued I-594 threatened them with enforcement for their firearm-transfer practices and sought declaratory/injunctive relief.
- The government had not communicated threats or warnings of enforcement against the appellants, and enforcement history involved two different factual scenarios (a murder with an unchecked transferred gun and a stolen gun exchanged for drugs), neither analogous to appellants’ conduct.
- The Ninth Circuit affirmed, holding appellants lacked standing because they failed to demonstrate a concrete plan to violate the law or a genuine threat of imminent prosecution.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether appellants have Article III standing to challenge I-594 | Appellants contend I-594 subjects their routine non‑commercial transfers to criminal liability, creating a genuine threat of prosecution | State argues no specific threat or enforcement history targets appellants; amended statute narrowed scope | No standing; dismissal affirmed |
| Whether plaintiffs showed a concrete plan to violate I-594 | Plaintiffs assert their ordinary practices fall within the law’s reach, implying a plan to continue those practices | State notes plaintiffs offered no admission of intent to violate nor any communicated enforcement warning | Plaintiffs failed to allege a concrete plan sufficient for pre-enforcement review |
| Whether government enforcement history supports a credible threat | Plaintiffs point to two prosecutions under the statute as evidence of enforcement risk | State argues the prosecutions involved different facts and do not demonstrate enforcement against plaintiffs’ conduct | Enforcement history was insufficiently analogous to create a genuine threat |
| Effect of legislative amendment on mootness | Some appellants argued amendment did not remedy their injury | Three appellants conceded the amendment mooted their claims and were dismissed | Those appellants’ appeals dismissed as moot |
Key Cases Cited
- Thomas v. Anchorage Equal Rights Comm’n, 220 F.3d 1134 (9th Cir. 2000) (factors for assessing genuineness of threatened prosecution)
- San Diego Cty. Gun Rights Comm. v. Reno, 98 F.3d 1121 (9th Cir. 1996) (pre‑enforcement standing requires more than mere possibility of prosecution)
- MedImmune, Inc. v. Genentech, Inc., 549 U.S. 118 (2007) (plaintiff need not expose itself to liability before suing)
- Steffel v. Thompson, 415 U.S. 452 (1974) (requirement to show genuine threat of enforcement for declaratory relief)
- Clapper v. Amnesty Int’l USA, 568 U.S. 398 (2013) (cannot manufacture standing with speculative future harm)
- Boating Indus. Ass’ns v. Marshall, 601 F.2d 1376 (9th Cir. 1979) (mere possibility of criminal sanctions does not create a case or controversy)
