215 So. 3d 1044
Ala.2016Background
- Thomas Noble died on November 18, 2011; Paula Noble was appointed personal representative (PR) on January 18, 2012 and received letters of administration.
- Probate court closed the estate and discharged Paula as PR on August 16, 2012.
- Paula filed a wrongful-death complaint on November 15, 2013 (within two years of death), but after she had been discharged as PR.
- On December 16, 2013 (after the two-year statutory period expired), Paula petitioned and was reappointed PR and the original letters were reissued for purposes of pursuing the wrongful-death action.
- Defendants moved for summary judgment arguing (1) Paula lacked PR capacity when she filed (so the suit was a nullity) and (2) reappointment after the two-year nonclaim bar cannot relate back to save the claim; the trial court denied the motions and certified the question for permissive appeal.
- The Alabama Supreme Court reversed: it held the complaint was a nullity because only a legally appointed personal representative may commence a § 6-5-410 wrongful-death action, and relation-back did not save the suit where reappointment occurred after the two-year period (no probate-court inadvertence exception shown).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether suit filed by someone discharged as PR is a nullity | Paula: discharge only ended administrative duties for estate distribution; she retained capacity to bring wrongful-death claim on heirs’ behalf | Defs: August 16 order discharged Paula for all purposes; she lacked authority when she filed, so suit is a nullity | Held: Suit is a nullity — wrongful-death actions may be commenced only by an appointed PR; the August 16 order discharged her for all purposes |
| Whether subsequent reappointment (after two-year nonclaim bar) relates back to save the action | Paula: reappointment (Dec. 16) relates back to original PR petition or complaint, thus validating timely filing | Defs: relation back generally cannot save wrongful-death claims when PR appointed after statute expired; no probate-court inadvertence here | Held: Relation-back does not apply; appointment after the two-year nonclaim bar does not revive the nullity absent narrow inadvertence exception (not present) |
| Whether defendants waived lack-of-capacity defense by not pleading it early | Paula: Parkway and Dr. Markham failed to plead lack of capacity and thus waived the defense | Defs: a complaint that is a nullity requires no affirmative defense; nullity can be treated as never having existed | Held: No waiver required — because the original complaint is a nullity, defendants need not have pleaded capacity as an affirmative defense |
Key Cases Cited
- Ex parte Hubbard Props., Inc., 205 So.3d 1211 (Ala. 2016) (reaffirming that wrongful-death suits by non-personal representatives are nullities)
- Alvarado v. Estate of Kidd, 205 So.3d 1188 (Ala. 2016) (discussing relation-back limitations and reaffirming Wood)
- Wood v. Wayman, 47 So.3d 1212 (Ala. 2010) (relation back generally cannot save wrongful-death claim when PR appointed after two-year period)
- Ogle v. Gordon, 706 So.2d 707 (Ala. 1997) (recognized a narrow exception where probate-court inadvertence could permit relation back)
- Waters v. Hipp, 600 So.2d 981 (Ala. 1992) (only an executor or administrator qualifies as a personal representative under § 6-5-410; suits by others are nullities)
- Downtown Nursing Home, Inc. v. Pool, 375 So.2d 465 (Ala. 1979) (establishing the nullity rule for wrongful-death suits brought by non-PRs)
