697 F.3d 1272
10th Cir.2012Background
- Northern Arapaho Tribe sued Wyoming state and county officials seeking injunction over vehicle registration and excise taxes in the 1905 Act Area, claiming Indian country status and treaty/constitutional rights bar taxation.
- District court dismissed under Rule 12(b)(7) for failure to join a party, after determining Eastern Shoshone and United States were indispensable under Rule 19(b) and could not feasibly be joined due to sovereign immunity.
- The 1905 Act Area includes lands ceded in a 1905 transaction, some held in trust and some in fee, with Indian country status tied to that land and its governance.
- Big Horn I litigation (Wyoming Supreme Court, 1988) addressed tribal water rights and included a stipulation about the reservation’s exterior boundaries; the district court considered its preclusive effect but did not conclude Indian country status was conclusively decided.
- On appeal, the Tenth Circuit agreed Eastern Shoshone is indispensable but vacated the dismissal with prejudice and remanded to dismiss without prejudice; the court declined to decide on Ex parte Young Joinder or United States status.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Is the Eastern Shoshone indispensable under Rule 19(a)/(b)? | Arapaho argues public-right or neighbor-tribe theories render Shoshone non-indispensable. | Shoshone has a protectable interest and sovereign immunity blocks joinder; its absence would risk prejudice and inconsistent obligations. | Eastern Shoshone indispensable; dismissal proper, but without prejudice. |
| May Ex parte Young permit joining the Eastern Shoshone to litigate? | Ex parte Young allows joining sovereigns to challenge ongoing federal-law violations. | Ex parte Young does not apply to tribal sovereign immunity nor to this suit against state officials for treaty rights. | Ex parte Young does not permit joinder here. |
| Was dismissal with prejudice proper where indispensable party cannot be joined? | Dismissal without prejudice would permit future joinder or relief. | Rule 19(b) factors weigh in favor of dismissal to prevent prejudice and inconsistent obligations. | Dismissal should be without prejudice; prejudice was not to be cured by a merits adjudication. |
Key Cases Cited
- Big Horn I, 753 P.2d 76 (Wyo. 1988) (Wyoming Supreme Court decision addressing water rights and 1904/1905 land transactions)
- Makah v. Verity, 910 F.2d 555 (9th Cir. 1990) (neighbor tribes and treaty rights; public-rights exception not applicable here)
- Sac & Fox Nation v. Norton, 240 F.3d 1250 (10th Cir. 2001) (Rule 19 indispensability analysis factors and necessity of joining indispensable parties)
- Crowe & Dunlevy v. Stidham, 640 F.3d 1140 (10th Cir. 2011) (Ex parte Young exception extended to tribal sovereign immunity contexts)
- Provident Tradesmens Bank & Trust Co. v. Patterson, 390 U.S. 102 (1968) (prejudice and adequacy considerations in Rule 19(b) analysis; complete settlement)
- Davis ex rel. Davis v. United States, 343 F.3d 1282 (10th Cir. 2003) (indispensable-party analysis; abuse-of-discretion standard; factors for Rule 19(b))
- Nichols v. Bd. of Cnty. Comm’rs, 506 F.3d 962 (10th Cir. 2007) (collateral estoppel criteria for privity and final judgments)
