451 P.3d 403
Alaska Ct. App.2019Background
- McDaniels was on probation for first-degree sexual abuse of a minor; the State petitioned to revoke probation for allegedly violating a domestic-violence protective order by contacting the protected person, L.G.
- At the revocation hearing the State called only the investigating officer, who testified about what L.G. told him and what the officer saw on L.G.’s phone screen; L.G. did not testify and no phone photos were admitted.
- Defense objected pre-hearing to admission of hearsay and invoked the due-process right to confront adverse witnesses; the court agreed to revisit the issue after testimony but did not do so during the hearing.
- After the hearing McDaniels moved for reconsideration, arguing the court denied his due-process right by relying on L.G.’s hearsay without a specific finding of good cause; the superior court denied the motion in a short order.
- On appeal the Court of Appeals held McDaniels preserved his due-process claim, found the superior court erred by failing to make a finding of good cause before denying confrontation, vacated the revocation, and remanded for further proceedings.
- The court adopted the balancing test for assessing "good cause": weigh the probationer’s confrontation interest (including hearsay reliability) against the State’s reasons for not producing the witness, and require a specific articulated finding on good cause.
Issues
| Issue | McDaniels' Argument | State's Argument | Held |
|---|---|---|---|
| Whether McDaniels was denied his due-process right to confront an adverse witness when the court relied on L.G.’s hearsay | Court relied on untested hearsay; McDaniels was denied minimal due-process right to confront unless court made a good-cause finding | Rules of evidence and Confrontation Clause do not apply to revocation hearings; hearsay was reliable enough | Held for McDaniels: due-process right applies and was denied because no good-cause finding was made; revocation vacated |
| Whether McDaniels preserved the due-process/confrontation claim for appeal | Preserved — raised before trial and sought ruling; moved for reconsideration after hearing and received an adverse ruling | Not preserved — trial counsel didn’t renew the objection after testimony | Held for McDaniels: issue preserved (raised before hearing, court agreed to revisit, then denied on reconsideration) |
| Proper test for "good cause" to deny confrontation in revocation hearings | Implicitly urged protection of confrontation unless evidence demonstrably reliable | Argued evidence had sufficient indicia of reliability such that confrontation was unnecessary | Court adopts balancing test: weigh probationer’s interest (including reliability of hearsay) vs State’s reasons for nonproduction; require explicit findings of good cause |
Key Cases Cited
- Morrissey v. Brewer, 408 U.S. 471 (1972) (establishes minimum due-process protections for parole revocation, including confrontation)
- Gagnon v. Scarpelli, 411 U.S. 778 (1973) (extends Morrissey protections to probation revocation hearings)
- United States v. Jones, 818 F.3d 1091 (10th Cir. 2016) (endorses balancing test for denying confrontation at revocation hearings)
- United States v. Comito, 177 F.3d 1166 (9th Cir. 1999) (applies balancing test weighing probational interest against government’s good cause)
- Curtis v. Chester, 626 F.3d 540 (10th Cir. 2010) (discusses reliability-based and balancing approaches to hearsay in revocation contexts)
- Mahan v. State, 51 P.3d 962 (Alaska App. 2002) (preservation requires obtaining an adverse ruling)
- Edwards v. State, 34 P.3d 962 (Alaska App. 2001) (Alaska courts may declare law in absence of statutory directive)
- Smithart v. State, 988 P.2d 583 (Alaska 1999) (adopt rule of law based on precedent, reason, and policy)
