Norie C. Smith v. TPI Iowa, LLC and Insurance Company of the State of Pennsylvania
20-1269
| Iowa Ct. App. | Jul 21, 2021Background
- Smith worked at TPI Iowa assembling wind-turbine blades (repetitive fiberglass work); she reported left shoulder pain allegedly from a 2014 workplace fall in a December 2015 claim.
- MRI in 2016 showed a rotator cuff tear; Smith saw several orthopedists and eventually underwent rotator-cuff surgery in October 2016.
- Dr. Steven Aviles (consulted early) and Dr. Patrick Sullivan (treating surgeon who performed surgery) both declined to attribute the shoulder injury to Smith’s work.
- Dr. Jacqueline Stoken (independent examiner) opined the impairment was causally connected to the “subject injury,” but did not state the injury was caused by Smith’s employment or her repetitive job duties.
- The workers’ compensation commissioner found Smith failed to prove her injury arose out of employment; the district court affirmed on judicial review.
- On appeal, the Court of Appeals affirmed, holding substantial evidence supports the commissioner’s factual findings and credibility assessments.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Smith proved her shoulder injury "arose out of" employment (causation) | Smith: repetitive work caused the shoulder injury/rotator cuff tear | TPI: treating and consultative experts found no work causation; claimant’s testimony insufficient | Court: Affirmed—claimant failed to prove causation; substantial evidence supports commissioner’s finding |
| Whether the commissioner’s decision should be reversed as not supported by substantial evidence or irrational application of law | Smith: decision lacks substantial evidence and is irrational under Iowa Code § 17A.19 grounds | TPI: factual determinations and credibility are for the commissioner and are supported by record | Court: Affirmed—defer to commissioner on factual findings; application of law to facts not irrational or arbitrary |
Key Cases Cited
- Brewer-Strong v. HNI Corp., 913 N.W.2d 235 (Iowa 2018) (chapter 17A judicial-review principles and agency deference)
- Schutjer v. Algona Manor Care Ctr., 780 N.W.2d 549 (Iowa 2010) (no deference to legal interpretation; deference to agency factual findings)
- St. Luke’s Hosp. v. Gray, 604 N.W.2d 646 (Iowa 2000) (worker must prove injury arose out of and in course of employment; causation typically requires expert testimony)
- Quaker Oats Co. v. Ciha, 552 N.W.2d 143 (Iowa 1996) (definition of "in the course of" employment)
- Larson Mfg. Co. v. Thorson, 763 N.W.2d 842 (Iowa 2009) (agency application of law to facts overturned only if irrational or wholly unjustifiable)
