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858 N.W.2d 773
Minn.
2015
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Background

  • Joan Nichols (then in Ohio) applied for and accepted a communications director job at Minnesota Office of the Secretary of State (OSS) in late 2011, alleging she was induced by knowingly false representations about the job.
  • Nichols’ OSS employment ran from January 4, 2012 to February 19, 2012; she sued the State, OSS, Secretary Ritchie, and Beth Fraser on September 19, 2012.
  • Among claims, Nichols pleaded statutory tort claims under Minn. Stat. §§ 181.64 and 181.65 (false statements inducing employment) seeking damages and attorney fees.
  • Respondents moved to dismiss, arguing the State is immune because §§ 181.64–.65 do not name the State nor plainly and unmistakably waive sovereign immunity under Minn. Stat. § 645.27.
  • The district court denied dismissal of the statutory claims; the court of appeals reversed, holding broad statutory language alone was insufficient to waive immunity. The Minnesota Supreme Court granted review.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Minn. Stat. §§ 181.64–.65 waive sovereign immunity under Minn. Stat. § 645.27 The statutes’ broad terms (e.g., “organization of any kind”) plainly include the State and therefore waive immunity The statutes do not name the State and lack a plain, clear, unmistakable textual waiver required by § 645.27 The statutes do not waive sovereign immunity; the State cannot be sued under §§ 181.64–.65

Key Cases Cited

  • Nieting v. Blondell, 235 N.W.2d 597 (Minn. 1975) (origin and principle of sovereign immunity in Minnesota)
  • Holmberg v. Holmberg, 588 N.W.2d 720 (Minn. 1999) (statutory waiver of immunity must be clear and express)
  • Lienhard v. State, 431 N.W.2d 861 (Minn. 1988) (§ 645.27 interpreted as rule of construction for waiver)
  • Martens v. Minn. Mining & Mfg. Co., 616 N.W.2d 732 (Minn. 2000) (standard for motion to dismiss—accept complaint facts)
  • State v. Loge, 608 N.W.2d 152 (Minn. 2000) (avoid interpretations creating surplusage; give effect to § 645.27)
  • Stoecker v. Moeglein, 129 N.W.2d 793 (Minn. 1964) (recognizing state may be employer yet immune from certain statutory penalties absent clear waiver)
  • Nelson v. McKenzie-Hague Co., 256 N.W. 96 (Minn. 1934) (general statutory words should not be construed to include government absent clear text)
  • F.A.A. v. Cooper, 132 S.Ct. 1441 (U.S. 2012) (federal principle that waiver of sovereign immunity must be unequivocally expressed)
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Case Details

Case Name: Nichols v. State
Court Name: Supreme Court of Minnesota
Date Published: Feb 4, 2015
Citations: 858 N.W.2d 773; 39 I.E.R. Cas. (BNA) 1390; 2015 Minn. LEXIS 41; 2015 WL 446744; No. A13-0529
Docket Number: No. A13-0529
Court Abbreviation: Minn.
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