900 F.3d 269
6th Cir.2018Background
- In 2008 Maslonka robbed banks; convicted in Michigan as a third habitual offender and sentenced to 15–25 years after pleading guilty. He had negotiated a conditional, more favorable state plea (dismissal of fourth-habitual-offender charge) contingent on "very best" federal cooperation (including grand‑jury testimony).
- Maslonka met repeatedly with DEA agents and AUSAs without his state-appointed trial counsel present; he ultimately did not testify before the federal grand jury and the state prosecutor rescinded the more favorable offer.
- Maslonka pleaded guilty as a third habitual offender. He later raised ineffective-assistance claims against his trial counsel (and appellate counsel) in state and federal habeas proceedings; the district court granted habeas relief on the trial-counsel claim.
- The Sixth Circuit reviewed de novo (concluding state court denial was procedural and not on the merits) and assumed arguendo counsel’s performance was deficient but analyzed prejudice under Strickland/Frye.
- The court held Maslonka failed to prove prejudice: he could not show a reasonable probability he would have testified before the grand jury or that the prosecutor would have preserved the earlier plea even if counsel had acted differently.
- The Sixth Circuit reversed the district court’s grant of habeas relief on the trial-counsel claim and remanded for consideration only of Maslonka’s ineffective‑assistance‑of‑appellate‑counsel claims.
Issues
| Issue | Maslonka's Argument | State's Argument | Held |
|---|---|---|---|
| Whether trial counsel’s absence during federal cooperation proceedings amounted to a constructive denial of counsel under Cronic | Counsel’s absence at all cooperation stages deprived him of counsel at a critical stage, so prejudice should be presumed | Cronic applies only where the state or its actors prevented counsel’s participation; mere absence by counsel does not trigger Cronic | Rejected Cronic theory; counsel’s personal absence does not automatically equal constructive denial where state did not prevent counsel’s involvement |
| Whether counsel was ineffective under Strickland for failing to meaningfully consult/advocate during plea-cooperation negotiations | Counsel failed to formalize cooperation, attend meetings, advise limits, or pursue relief at sentencing, constituting deficient performance | Even assuming deficiency, any error did not prejudice Maslonka because he likely would still have refused to testify and prosecutor would have withdrawn the offer | Assumed deficiency for purposes of decision but found no prejudice under Strickland/Frye; habeas relief not warranted on this claim |
| Whether Maslonka procedurally defaulted his ineffective-assistance claims in state court | Waiver/forfeiture arguments aside, claims should be considered on the merits | State argued claims were procedurally defaulted under Mich. Ct. R. 6.502(G) | State had expressly waived procedural-default defense in its initial habeas answer; federal court did not enforce the procedural bar and reviewed merits de novo |
| Standard of federal review (AEDPA deference) — whether state court adjudicated claims on the merits | Maslonka urged plenary review because state court applied procedural bar | State argued Harrington presumption of merits adjudication should apply | Court concluded state-court order invoked state procedural rule and did not adjudicate merits; de novo review applied |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (ineffective-assistance two-part test)
- United States v. Cronic, 466 U.S. 648 (constructive denial of counsel and narrow exceptions to prejudice requirement)
- Missouri v. Frye, 566 U.S. 134 (plea negotiations are a critical stage; prejudice framework for lost plea bargains)
- Lafler v. Cooper, 566 U.S. 156 (prejudice test in plea context; outcome would have been different)
- Harrington v. Richter, 562 U.S. 86 (presumption about whether state court adjudicated claims on the merits)
- Cone v. Bell, 556 U.S. 449 (AEDPA deference and when de novo review applies)
- Mitchell v. Mason, 325 F.3d 732 (6th Cir.) (circumstances in which Cronic applies when court or state actors contributed to denial of counsel)
