Neroni v. Zayas
663 F. App'x 51
| 2d Cir. | 2016Background
- Plaintiff Frederick J. Neroni, a disbarred attorney appearing pro se, sued under 42 U.S.C. § 1983 challenging his state-court disbarment, New York unauthorized-practice-of-law (UPL) statutes, and denial of access to his disciplinary file.
- The district court dismissed the complaint for lack of jurisdiction and failure to state a claim; it also denied Neroni’s motion to recuse the district judge.
- Neroni appealed the dismissal and the denial of recusal to the Second Circuit.
- The central factual posture: Neroni lost his disciplinary proceedings in New York state court and then filed the federal suit seeking review and relief from those state proceedings and related state-law restrictions on his activities.
- The Second Circuit reviewed jurisdictional dismissals and judgment on the pleadings de novo and recusal denial for abuse of discretion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rooker‑Feldman bars federal review of Neroni’s challenge to his disbarment | Neroni argued his disbarment and related rulings should be reviewable in federal court and were not purely judicial/administrative | Defendants argued Rooker‑Feldman bars federal review of state‑court judicial decisions, including attorney discipline | Held: Rooker‑Feldman applies; challenges to disbarment are barred because attorney discipline is a judicial power and Neroni lost in state court |
| Whether challenges to NY UPL statutes are justiciable (ripeness / pre‑enforcement challenge) | Neroni claimed UPL provisions unlawfully restrict his speech, teaching, and writing about law | Defendants argued Neroni lacks a well‑founded fear of prosecution and claims are not prudentially ripe | Held: Claims non‑justiciable. Neroni failed to show a well‑founded fear of enforcement and failed prudential ripeness analysis |
| Whether the district judge should have recused | Neroni asserted bias, citing adverse rulings and prior related litigation involving his wife | Defendants contended adverse rulings do not establish judicial bias | Held: No abuse of discretion; Neroni did not establish bias — rulings against him are insufficient |
Key Cases Cited
- L-7 Designs, Inc. v. Old Navy, 647 F.3d 419 (2d Cir. 2011) (standards for judgment on the pleadings)
- Jaghory v. N.Y. State Dep’t of Educ., 131 F.3d 326 (2d Cir. 1997) (jurisdiction and failure‑to‑state standard review)
- Vossbrinck v. Accredited Home Lenders, Inc., 773 F.3d 423 (2d Cir. 2014) (Rooker‑Feldman doctrine formulation)
- Verizon Maryland, Inc. v. Pub. Serv. Comm’n, 535 U.S. 635 (2002) (distinguishing judicial from executive/administrative actions for Rooker‑Feldman)
- Mitchell v. Fishbein, 377 F.3d 157 (2d Cir. 2004) (attorney discipline characterized as judicial action for Rooker‑Feldman purposes)
- Zimmerman v. Grievance Comm. of the Fifth Judicial Dist. of the State of New York, 726 F.2d 85 (2d Cir. 1984) (Rooker‑Feldman applies to attorney disciplinary orders)
- Nat’l Org. for Marriage v. Walsh, 714 F.3d 682 (2d Cir. 2013) (ripeness/prudential ripeness framework)
- MedImmune, Inc. v. Genentech, Inc., 549 U.S. 118 (2007) (pre‑enforcement challenges and well‑founded fear standard)
- Hedges v. Obama, 724 F.3d 170 (2d Cir. 2013) (requirement to show enforcement is likely in pre‑enforcement challenges)
- In re Basciano, 542 F.3d 950 (2d Cir. 2008) (recusal standard; adverse rulings alone do not prove bias)
