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Nelson v. State
273 P.3d 608
Alaska
2012
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Background

  • Nelson was convicted in 1996 of five counts of sexual abuse of minors; his trial counsel was Hemby.
  • Nelson sought post-conviction relief in 2002 with 35 claims of ineffective assistance, requiring an affidavit from Hemby addressing claims.
  • Hemby invoked the Fifth Amendment at a deposition regarding his representation of Nelson, and Judge Thompson unrecordedly excused Nelson from the affidavit requirement.
  • Judge Thompson excused the remaining 34 claims for lack of prima facie showing and granted summary judgment on the sole surviving claim after deposition issues.
  • The Alaska Court of Appeals affirmed; Nelson challenged whether the defense counsel competence presumption applies when counsel invokes the Fifth Amendment.
  • The Alaska Supreme Court granted review to decide the effect of Fifth Amendment invocation on the competence presumption and burden of proof in post-conviction relief.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Fifth Amendment invocation affects the competence presumption. Nelson argues presumption of competence should not apply after Fifth Amendment invocation by counsel. State argues invocation alone does not rebut the presumption; must consider case-specific context. Adverse inferences may be drawn case-by-case, but general invocation does not rebut the presumption.

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (establishes standard for evaluating ineffective assistance of counsel)
  • Baxter v. Palmigiano, 425 U.S. 308 (U.S. 1976) (adverse inferences may be drawn in civil proceedings from privilege claims)
  • LiButti v. United States, 107 F.3d 110 (2d Cir. 1997) (factors for drawing adverse inferences from non-party privilege assertions)
  • FDIC v. Fidelity & Deposit Co. of Md., 45 F.3d 969 (5th Cir. 1995) (case-by-case evaluation for adverse inferences from privilege)
  • Jones v. State, 759 P.2d 558 (Alaska App. 1988) (post-conviction relief burden and prima facie standard)
  • Hensel v. State, 604 P.2d 222 (Alaska 1979) (post-conviction relief governed by civil procedures)
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Case Details

Case Name: Nelson v. State
Court Name: Alaska Supreme Court
Date Published: Apr 6, 2012
Citation: 273 P.3d 608
Docket Number: S-13100
Court Abbreviation: Alaska