Nelson v. California Department of Corrections
670 F. App'x 968
| 9th Cir. | 2016Background
- Plaintiff Patrick Otis Nelson, a pro se incarcerated inmate, sued Captain Stephen Peck under the Eighth Amendment for ordering inmates to report to work during a 2008 strike amid threats of violence.
- The district court granted summary judgment for Peck. Nelson appealed, arguing procedural and discovery errors prevented him from opposing summary judgment.
- The district court provided Rand v. Rowland notice about summary judgment nearly two years before Peck actually moved for summary judgment, rather than concurrently with the motion.
- Nelson repeatedly requested counsel, said he did not understand how to respond to summary judgment, and lacked access to materials to contest the defendant’s facts.
- Nelson filed a motion to compel discovery the day before discovery closed, attaching interrogatories seeking relevant records and witnesses; the district court did not grant additional discovery before ruling.
- The Ninth Circuit reversed and remanded, directing appointment of counsel on remand and permitting further discovery before deciding dispositive motions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rand notice was timely given | Rand notice was not provided concurrently; Nelson lacked understanding and missed opportunity to respond | Notice given earlier was sufficient | Reversed: Rand notice must be served concurrently with summary judgment motions; failure was reversible error |
| Whether lack of Rand notice was harmless error | Error was not harmless because Nelson did not understand Rule 56 and lacked materials to oppose | Any error was harmless because plaintiff understood summary judgment requirements | Not harmless: plaintiff lacked understanding and missed chance to seek more time for discovery |
| Whether the district court abused discretion by denying additional discovery | Nelson’s motion to compel and interrogatories showed discovery would yield relevant evidence; discovery was not fruitless | Denial was appropriate; discovery requests were untimely or unnecessary | Abused discretion: court should have allowed additional discovery because requests were not fruitless |
| Whether appointment of counsel and further process on remand is required | Given complexity and pro se status, counsel and discovery should be provided to proceed fairly | Appointment and further process unnecessary | Court directed appointment of counsel and ordered discovery allowed before ruling on dispositive motions on remand |
Key Cases Cited
- Rand v. Rowland, 154 F.3d 952 (9th Cir. 1998) (requiring notice to pro se prisoners about summary judgment procedures)
- Woods v. Carey, 684 F.3d 934 (9th Cir. 2012) (Rand notice must be served concurrently with summary judgment motions)
- Akhtar v. Mesa, 698 F.3d 1202 (9th Cir. 2012) (applying Rand notice requirement retroactively)
- Labatad v. Corrections Corp. of America, 714 F.3d 1155 (9th Cir. 2013) (harmless-error standard when Rand notice omitted in an "unusual" case)
- Klingele v. Eikenberry, 849 F.2d 409 (9th Cir. 1988) (considering pro se plaintiff's requests for counsel and understanding of procedures)
- Thomas v. Ponder, 611 F.3d 1144 (9th Cir. 2010) (motion to compel may be construed as request for additional discovery)
- Jones v. Blanas, 393 F.3d 918 (9th Cir. 2004) (summary judgment only appropriate when additional discovery would be fruitless)
