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Neal v. State
186 So. 3d 378
Miss. Ct. App.
2016
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Background

  • Alton Neal pleaded guilty (Nov. 22, 2011) to one count of aggravated domestic violence and received a 20-year sentence with 10 years suspended and five years supervised probation after 10 years served.
  • Neal filed a motion for postconviction relief (Dec. 23, 2013) asserting his plea was involuntary and he received ineffective assistance of counsel; the trial court denied relief and Neal appealed pro se.
  • At the plea colloquy Neal acknowledged understanding the charge, was informed of the possible sentence range (2–20 years and up to $10,000 fine), and admitted taking prescribed medications (morphine, Seroquel, Buspirone, Lortab, trazodone).
  • Neal later claimed the court failed to advise him properly about minimum/maximum sentences, failed to inquire about intoxication/competency, and his counsel failed to investigate and disclose his mental-health conditions.
  • The trial record contained Neal’s sworn statements confirming he read and understood the plea rights, was satisfied with counsel, and that his medications maintained his stability; Neal offered no affidavits or other evidence rebutting those statements.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Voluntariness of plea — notice of min/max and waiver of rights Neal: plea was involuntary because he was not properly advised of minimum/maximum and rights waived State: plea colloquy shows court informed Neal of sentence range and rights; Neal affirmed understanding Court: plea was voluntary; Neal’s sworn colloquy responses control and issue is without merit
Intoxication at plea Neal: court did not question whether he was intoxicated at plea State: court asked about current and at-time intoxication and Neal disclosed medications Court: record shows inquiry and disclosures; claim is without merit
Competency to enter plea Neal: court should have sua sponte held a competency hearing re: mental capacity State: no reasonable grounds shown; court questioned Neal about meds and diagnoses and he said he was taking meds as prescribed Court: no indication competency hearing was required; claim without merit
Ineffective assistance of counsel Neal: counsel failed to investigate and disclose PTSD, panic attacks, bipolar disorder, which affected plea State: medical conditions and medications were disclosed in colloquy; Neal said he was satisfied with counsel; no supporting evidence provided Court: ineffective-assistance claim contradicted by record and unsupported by evidence; claim without merit

Key Cases Cited

  • Byrne v. State, 30 So.3d 1264 (Miss. Ct. App. 2010) (standard for reversal of PCR denial)
  • Smith v. State, 806 So.2d 1148 (Miss. Ct. App. 2002) (review standard for PCR denials)
  • Brown v. State, 731 So.2d 595 (Miss. 1999) (de novo review for legal issues)
  • Alexander v. State, 605 So.2d 1170 (Miss. 1992) (plea must be voluntary and intelligent; advise defendant of charge and consequences)
  • Watson v. State, 100 So.3d 1034 (Miss. Ct. App. 2012) (burden to prove invalid plea and importance of plea colloquy)
  • Woods v. State, 71 So.3d 1241 (Miss. Ct. App. 2011) (thorough plea colloquy is significant evidence of voluntariness)
  • Montalto v. State, 119 So.3d 1087 (Miss. Ct. App. 2013) (distinguishes state of mind at crime from competence to plead)
  • Magee v. State, 914 So.2d 729 (Miss. Ct. App. 2005) (trial court must order evaluation if reasonable grounds to doubt competency)
  • Goff v. State, 14 So.3d 625 (Miss. 2009) (trial judge’s discretion in assessing reasonable grounds for competency evaluation)
  • Harden v. State, 59 So.3d 594 (Miss. 2011) (competency evaluation requirement under court rules)
  • Elliott v. State, 41 So.3d 701 (Miss. Ct. App. 2009) (court may disregard ineffective-assistance claims contradicted by record)
  • Deloach v. State, 937 So.2d 1010 (Miss. Ct. App. 2006) (ineffective assistance in guilty-plea context requires showing counsel’s errors caused the plea)
  • Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two-prong test for ineffective assistance of counsel)
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Case Details

Case Name: Neal v. State
Court Name: Court of Appeals of Mississippi
Date Published: Feb 16, 2016
Citation: 186 So. 3d 378
Docket Number: No. 2015-CP-00166-COA
Court Abbreviation: Miss. Ct. App.