Nalls & Melvin v. State
89 A.3d 1126
Md.2014Background
- Defendant Nalls was convicted at a bench trial of second-degree rape, third-degree sexual offense, and second-degree assault; his waiver of a jury trial was not explicitly announced as knowing and voluntary by the trial judge.
- Melvin waived his right to a jury trial at a status conference; the judge stated he “knowingly, intelligently waived” the right, but with a potential slip of the tongue.
- Both cases were reviewed in light of Valonis v. State, which held Rule 4-246(b) requires a two-step process: a waiver colloquy and an explicit on-record determination and announcement that the waiver is knowingly and voluntarily.
- Nalls and Melvin challenged whether the trial courts complied with Rule 4-246(b) and whether lack of objection barred appellate review.
- This opinion clarifies preservation standards and rejects harmless/error-review for non-compliance; it remands Nails’s conviction for third-degree sexual offense as to sufficiency of evidence and reverses the judgments in part, directing new bench trials with costs.
- The Court previously held in Valonis that noncompliance with Rule 4-246(b) is reversible; this opinion limits review to preserved issues, disavowing any broad exception for unpreserved waiver issues.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| What constitutes compliance with Rule 4-246(b)? | Nalls and Melvin argue the courts failed to announce knowing and voluntary waivers. | State contends Rule 4-246(b) was followed or that error is harmless. | Trial judges failed to comply with both prongs of Rule 4-246(b). |
| Does lack of contemporaneous objection bar appellate review under retained discretion in Valonis? | Valonis created a potential exception to preservation. | State argues standard preservation rules apply. | Contemporaneous objection is required to preserve review; Valonis limited to its two cases and is disavowed as a general rule. |
| What is the appropriate sanction for Rule 4-246(b) noncompliance? | Remand or harmless error analysis may be appropriate. | Noncompliance should be reversible; limited remand is impractical. | Reversal is the appropriate sanction; limited remand is improper. |
| Is Nails’s conviction for third-degree sexual offense supported by the evidence? | Evidence showed penile penetration; supports conviction. | Statutory definition of sexual contact excludes penile penetration as per 2002 law. | Evidence insufficient to sustain third-degree sexual offense; conviction vacated. |
Key Cases Cited
- Valonis v. State, 431 Md. 551 (2013) (requires explicit on-record determination and announcement under Md. Rule 4-246(b) and holds noncompliance reversible)
- Martinez v. State, 309 Md. 124 (1987) (waiver must be knowing and voluntary; not coerced; knowledge of right required)
- Tibbs v. State, 323 Md. 28 (1991) (waiver must be knowing and voluntary; separate from voluntariness)
- Smith v. State, 375 Md. 365 (2003) (waiver of jury trial must be on the record; defendant’s election must be intentional)
- Bell v. State, 66 Md.App. 294 (1986) (record should affirmatively show compliance; failure to object not grounds to dismiss appeal)
- Bayne v. State, 98 Md.App. 149 (1993) (definition of sexual contact; penile penetration may not constitute sexual contact under the statute)
- Ridgeway v. State, 369 Md. 165 (2002) (illustrates potential slip of the tongue vs. true change of mind in waiver contexts)
