N.P. v. M.E.
2015 ND 267
| N.D. | 2015Background
- M.E., hospitalized after an apparent suicide attempt and financial exploitation, was the subject of emergency and then permanent guardianship and conservatorship petitions filed by her children N.P. and M.N. (Oct–Dec 2014).
- The court accepted a letter from Dr. LaWana Burtnett (treating psychiatrist) as the physician’s report and appointed N.P. and M.N. as co-guardians and co-conservators (Dec 2014).
- The guardianship order allowed M.E. to vote and possess firearms but removed rights to change marital status, obtain/retain a driver’s license, and testify in judicial/administrative proceedings.
- M.E. moved to vacate the guardianship and to be restored to capacity; the court delayed a house sale pending a restoration hearing (Mar 2015) but ultimately denied restoration and authorized sale of her house to pay care costs (Apr 2015).
- On appeal M.E. challenged personal jurisdiction/notice, the lack of a court-appointed examining physician, the guardian ad litem’s advocacy, sufficiency of the evidence and least-restrictive-alternative analysis, deprivation of specific legal rights, and the house sale.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Personal jurisdiction / notice of hearing | M.E.: not personally served; court lacked jurisdiction | Petitioners: M.E. attended hearing and did not object | Court: M.E. waived notice by appearing and not objecting; jurisdiction proper |
| Appointment / report of physician | M.E.: court failed to appoint and get an examining physician’s report as required | Petitioners: Dr. Burtnett’s recent treating-letter sufficed; later a physician was appointed but declined exam | Court: substantial compliance — treating physician’s letter met statutory report requirements; no error |
| Guardian ad litem duties | M.E.: GAL should have advocated for her expressed wishes (stay in home, oppose guardianship) | Petitioners: GAL must investigate and represent ward as GAL, not act as retained advocate | Court: GAL fulfilled statutory duties; no error |
| Deprivation of specific rights (marriage, license, testifying) | M.E.: court removed rights without specific findings | Petitioners: findings (memory deficits, medication effects, inability to drive, exploitation) justify restrictions | Court: findings supported deprivation of marriage and driver’s license rights; but insufficient specific finding to revoke right to testify — modified order to restore right to testify |
Key Cases Cited
- In re Guardianship of B.K.J., 867 N.W.2d 345 (N.D. 2015) (standard of review and requirement for express findings)
- Sweeney v. Kirby, 864 N.W.2d 464 (N.D. 2015) (clearly erroneous standard and when findings are reversible)
- In re Estate of Ashbrook, 110 N.W.2d 184 (N.D. 1961) (probate procedure is statutory and requires substantial compliance)
- In re Estate of Anderson, 34 N.W.2d 413 (N.D. 1948) (probate substantial compliance principle)
- In re Estate of Gleeson, 655 N.W.2d 69 (N.D. 2002) (appointment/participation of a physician in guardianship)
- In re Conservatorship and Guardianship of Pulver, 871 P.2d 985 (N.M. Ct. App. 1994) (purpose of physician’s report is to provide medical basis for incapacity finding)
- In re Conservatorship of Kinney, 495 N.W.2d 69 (N.D. 1993) (conservator’s authority to sell real property and review standard)
