832 F.3d 705
7th Cir.2016Background
- In October 2000 Kenneth Morris shot and killed Billy Smith; charged initially with second-degree reckless homicide, later pled guilty to first-degree reckless homicide (without weapon enhancement) after a plea deal on Jan 29, 2001.
- At the plea hearing Morris said under oath no one forced him to plead guilty and he was satisfied with counsel (Michael Backes); the court found the plea knowing and voluntary.
- Immediately after pleading guilty Morris replaced Backes with new counsel (Thomas Awen) but did not move to withdraw the plea prior to sentencing; the court sentenced Morris to 30 years plus 20 years extended supervision.
- On direct appeal the public defender filed a no-merit (Anders) brief; the Wisconsin Court of Appeals independently reviewed the record and affirmed, finding no arguable basis to set aside the plea; Morris did not seek review in the Wisconsin Supreme Court.
- Morris later pursued state and federal habeas relief alleging (1) appellate counsel was ineffective for failing to raise that his plea was coerced and (2) a stand-alone coerced-plea claim; state courts found no prejudice from appellate counsel’s failures and rejected the stand-alone coercion claim as procedurally defaulted.
- The district court denied habeas relief; the Seventh Circuit affirmed, holding (a) the state-court denial of the ineffective-assistance claim was not an unreasonable application of Strickland, and (b) on de novo review the record does not show Morris’s plea was involuntary or coerced.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether appellate counsel was ineffective for not raising a coerced-plea claim on direct appeal | Lang should have raised that Morris was coerced into pleading guilty and thus performed deficiently | State: record (plea colloquy, no contemporaneous complaint) gave no basis; Anders review was appropriate; no prejudice shown | Denied — state courts reasonably applied Strickland; no deficient performance that warrants habeas relief |
| Whether Morris’s guilty plea was coerced (stand-alone) | Morris claims pressure from unprepared trial counsel, denied continuance, and prosecutor’s threat to elevate charge coerced his plea | State: plea colloquy and record show voluntariness; Morris never told appellate counsel or moved to withdraw pleaprior to sentencing | Denied on the merits — de novo review finds no credible evidence the plea was involuntary |
| Whether stand-alone coercion claim is procedurally defaulted for failure to seek state supreme-court review | Morris: claim not presented to appellate court in direct appeal, so no merits decision to trigger Boerckel exhaustion rule | State: the appellate court’s Anders-based review and record consideration amounted to an implicit merits rejection, so Boerckel default applies | Court rejected State’s procedural-default theory and reviewed the coercion claim de novo (not barred) |
| Whether state-court factual findings are binding on federal habeas review | Morris argues state findings (e.g., he didn’t tell counsel he felt coerced) are incorrect or insufficient | State courts’ factual findings are presumptively correct under 28 U.S.C. § 2254(e)(1) absent clear error | Court accepted state trial-court findings as reasonable and binding; they undermine a coercion claim |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (1967) (procedural protections when appellate counsel files a no-merit brief)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong test for ineffective assistance: deficient performance and prejudice)
- Smith v. Robbins, 528 U.S. 259 (2000) (standard for Anders counsel: reasonably competent attorney would find one nonfrivolous issue)
- O’Sullivan v. Boerckel, 526 U.S. 838 (1999) (exhaustion requires presentation to state supreme court for discretionary review)
- United States v. Ellison, 835 F.2d 687 (7th Cir. 1987) (presumption of verity for defendant’s sworn plea-colloquy statements)
- United States v. Collins, 796 F.3d 829 (7th Cir. 2015) (discussing how post-plea motions can overcome plea-colloquy presumption)
- Shaw v. Wilson, 721 F.3d 908 (7th Cir. 2013) (appellate-review standards for Anders-type representation)
