575 S.W.3d 108
Ark.2019Background
- Appellant Joe E. Morgan, an ADC inmate serving aggregate 60-year sentence after negotiated guilty plea, filed a habeas petition alleging he did not personally enter a guilty plea in open court.
- The circuit court denied Morgan leave to proceed in forma pauperis, finding he was indigent but that his petition failed to allege a cognizable claim for habeas relief. Morgan appealed.
- The record initially omitted a separate in forma pauperis motion; this court ordered supplementation and the clerk later verified no separate petition existed aside from an affidavit attached to the habeas petition.
- Under Ark. R. Civ. P. 72 and Arkansas habeas statute, proceeding in forma pauperis requires indigency and a colorable cause of action; habeas relief also requires alleging facial invalidity or lack of jurisdiction plus a showing by affidavit or other evidence of probable cause.
- The majority concluded Morgan’s claim (that the trial court lacked authority because he did not enter a guilty plea) implicated jurisdiction and was cognizable, but his pleadings failed to show probable cause.
- The circuit court’s denial was affirmed; the Director’s request to impose a statutory “strike” was denied because the appeal was not frivolous or malicious.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether habeas petitioner adequately alleged a colorable cause of action to proceed in forma pauperis | Morgan: alleged he did not personally enter a guilty plea, so judgment is void/illegal and cognizable | Director: petition merely argues merits and lacked necessary supporting filings | Court: Claim was cognizable (jurisdictional), but pleadings did not establish probable cause, so denial affirmed |
| Whether petitioner satisfied statutory requirement to show probable cause by affidavit or other evidence | Morgan: factual allegations and affidavit suffice; burden on Director to disprove | Director: petitioner must provide more than bare assertions; petitioner bears burden to show probable cause | Court: petitioner must show probable cause and failed to do so; bare allegation insufficient |
| Whether circuit court abused discretion denying in forma pauperis status under Ark. R. Civ. P. 72 | Morgan: denial was error because claim was a reasonable extension of law and he is indigent | Director: denial proper because petition failed to allege a colorable claim or show probable cause | Court: no abuse of discretion; affirm because result correct (though circuit court misapplied probable-cause requirement) |
| Whether appeal is frivolous warranting a statutory strike | Director: request to impose strike under Ark. Code § 16-68-607 | Morgan: appeal had arguable basis; not frivolous | Court: appeal not frivolous; no strike imposed |
Key Cases Cited
- Breeden v. Kelley, 2018 Ark. 299 (standard for colorable cause and abuse-of-discretion review)
- Whitney v. Guterres, 2018 Ark. 133 (standard of review for in forma pauperis determinations)
- Garrison v. Kelley, 2018 Ark. 8 (habeas pleading requirements under Ark. Code Ann. § 16-112-103)
- Elms v. State, 299 Ark. 419 (trial court exceeds authority when judgment entered without valid plea)
- Darrough v. Kelley, 2017 Ark. 314 (petitioner’s burden to provide evidence showing probable cause)
- Marshall v. State, 2017 Ark. 208 (appellate affirmance permissible when result correct though reasoning differs)
- Waller v. Kelley, 2016 Ark. 252 (standards for determining frivolousness of habeas appeals)
