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Monica Dycus v. State of Indiana
90 N.E.3d 1215
| Ind. Ct. App. | 2017
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Background

  • Monica Dycus was stopped after alleged aggressive driving; officers smelled marijuana, observed erratic driving, and found a green leafy substance in her mouth. She admitted smoking marijuana an hour earlier.
  • Officer Winter (DRE-certified) performed a 30-minute Drug Recognition Evaluation (DRE) and concluded Dycus was impaired by marijuana; Dycus consented to a blood draw.
  • Blood samples were collected, sealed, passed through IMPD property/ISDT, and outsourced to National Medical Services (NMS), which reported Delta-9 THC at 3.0 ng/ml.
  • Dycus was charged with OWI endangering (Class A misdemeanor) and a separate count for controlled substance presence; the jury convicted her and the trial court later vacated the controlled-substance count.
  • At trial Dycus objected to: (1) admission of ISDT chain-of-custody/shipping forms on Confrontation Clause grounds, and (2) admission of the DRE results for lack of a Pirtle advisement (failure to advise of right to counsel before consenting to search). The court admitted the evidence and she was convicted.
  • On appeal the Court of Appeals (Riley, J.) affirmed admissibility of the chain-of-custody documents but held that a Pirtle advisement is required before a custodial DRE; failure to give that advisement rendered Dycus’s consent invalid and the DRE evidence inadmissible, requiring reversal and a new trial.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether ISDT chain-of-custody forms are testimonial and inadmissible under the Sixth Amendment Confrontation Clause State: forms document transfers and are non-testimonial records created to track evidence, not to prove guilt; testing analyst testified and was cross-examined Dycus: the formalized chain documents are extrajudicial testimonial statements identifying and vouching for sample integrity, so live testimony was required Court held forms were non-testimonial in these circumstances and their admission did not violate Confrontation Clause
Whether police must give a Pirtle advisement (right to consult counsel) before obtaining consent to a DRE from a person in custody State: DRE is non-intrusive, narrow, and unlike the unlimited searches that trigger Pirtle; thus no advisement required Dycus: DRE is a prolonged, quasi-medical, body-cavity-including evaluation akin to an unlimited search, so Pirtle advisement is required for valid consent Court held a custodial DRE is sufficiently intrusive that a Pirtle advisement is required; failure to advise invalidated consent and DRE evidence was inadmissible; error was not harmless, so conviction reversed and case remanded for new trial

Key Cases Cited

  • Crawford v. Washington, 541 U.S. 36 (2004) (Confrontation Clause bars admission of testimonial out-of-court statements unless witness unavailable and defendant had prior opportunity for cross-examination)
  • Melendez-Diaz v. Massachusetts, 557 U.S. 305 (2009) (certificates of forensic analysis are testimonial and analysts are witnesses for Sixth Amendment purposes; but not everyone who handled evidence must testify)
  • Bullcoming v. New Mexico, 564 U.S. 647 (2011) (prosecution must produce the analyst who made the certification; surrogate testimony about a lab report can violate Confrontation Clause)
  • Speers v. State, 999 N.E.2d 850 (Ind. 2013) (no Confrontation Clause violation where testing analyst testified despite gaps in chain of custody; gaps go to weight, not admissibility)
  • Pirtle v. State, 323 N.E.2d 634 (Ind. 1975) (under Indiana Constitution, a person in custody must be informed of right to consult counsel before consenting to a search)
  • Garcia-Torres v. State, 949 N.E.2d 1229 (Ind. 2011) (Pirtle applies only to weighty intrusions; minimal intrusions like buccal swabs do not require Pirtle advisement)
Read the full case

Case Details

Case Name: Monica Dycus v. State of Indiana
Court Name: Indiana Court of Appeals
Date Published: Dec 29, 2017
Citation: 90 N.E.3d 1215
Docket Number: 49A05-1705-CR-978
Court Abbreviation: Ind. Ct. App.