137 A.3d 674
Pa. Commw. Ct.2016Background
- Kenneth N. Miller retired as a Magisterial District Judge effective January 2, 2006 and began receiving SERS retirement benefits; he later applied for and was appointed as a Senior Magisterial District Judge and served on a per diem basis.
- Between March 2006 and December 2012 Miller received multiple temporary Supreme Court appointments as a senior judge and sat on the Philadelphia Traffic Court on numerous days; he remained eligible for assignment until suspended.
- In December 2011 Miller mailed a traffic citation to a Traffic Court administrator asking it be handled favorably for a court clerk’s son; he followed up by phone in February 2012 and was told the citation was dismissed.
- Miller pled guilty to one count of federal mail fraud on February 12, 2013; the Court of Judicial Discipline suspended him from senior judge duties on February 4, 2013.
- SERS notified Miller it forfeited his pension under the Public Employee Pension Forfeiture Act (Act 140); Miller appealed to the SERS Board, which denied relief, and Miller appealed to the Commonwealth Court.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Act 140 applies when offender is not an active employee/judge at time of misconduct | Miller: he was not actively serving as a judge during the misconduct period, so Act 140 should not apply | SERS: Miller remained a public official/employee by virtue of SERS membership, receipt of pension, and status as a Senior MDJ | Court: Miller was a public official/employee when misconduct occurred because he retained senior judge status via Supreme Court appointments; Act 140 applies |
| Whether forfeiture violates Eighth/Fourteenth Amendments and PA Const. art. I, § 13 as an excessive fine/punishment | Miller: forfeiture is punitive because no active contract existed at misconduct time, so Excessive Fines Clause applies | SERS: forfeiture is contractual (breach) consequence, not a punitive fine | Court: Forfeiture is a contractual consequence (renewed appointment agreement); Excessive Fines Clause not implicated; constitutional challenge rejected |
Key Cases Cited
- Shiomos v. Pennsylvania State Employees’ Retirement Board, 626 A.2d 158 (Pa. 1993) (each appointment renews the employment agreement and subjects benefits to Act 140)
- Sandusky v. Pennsylvania State Employees’ Retirement Board, 127 A.3d 34 (Pa. Cmwlth. 2015) (Act 140 requires the employee be a public employee/official when the misconduct occurred)
- Public School Employees’ Retirement Board v. Matthews, 806 A.2d 971 (Pa. Cmwlth. 2002) (Act 140 mandates forfeiture when employee commits a forfeitable offense; does not resolve which employment controls)
- Scarantino v. Public School Employees’ Retirement Fund, 68 A.3d 375 (Pa. Cmwlth. 2013) (forfeiture under Act 140 is contractual breach, not an Eighth Amendment excessive fine)
