Michael W. Sloan v. State of Indiana
16 N.E.3d 1018
| Ind. Ct. App. | 2014Background
- In June 2011, 22‑year‑old Michael W. Sloan had sexual intercourse with K.W., who was 13; K.W. testified Sloan was awake and that she told him her age. DNA on K.W. and her clothing included contributors that could not exclude Sloan.
- Sloan initially reported to police that he believed he had been raped and was unsure who assaulted him; he later asserted at trial that he had been assaulted while asleep or passed out.
- At trial Sloan sought to present testimony from his mother that K.W. told her by telephone that she was 20; the court excluded testimony about K.W.’s alleged statement that she was 20 because the witness had been in the courtroom in violation of a sequestration order and defense counsel had not listed her timely for that purpose.
- The jury convicted Sloan of child molesting as a Class A felony. Sloan was sentenced to 35 years (five years above the advisory sentence). The trial court cited lack of explanation, lack of remorse, and need for correctional treatment as aggravators.
- On appeal, the court affirmed the conviction, held the exclusion of the mother’s testimony was not an abuse of discretion (harmless/low impact), but found the sentencing aggravators unsupported and remanded for resentencing to the advisory 30‑year term.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial court abused discretion by excluding testimony from Sloan’s mother that K.W. told her she was 20 | Sloan: testimony was critical to prove he reasonably believed K.W. was at least 16 (statutory defense) and only the mother could corroborate the phone statement | State: testimony was disclosed late, mother violated sequestration, admission would unduly surprise and prejudice State; other evidence of K.W. presenting herself as older was already before jury | Court: No abuse — exclusion was within trial court’s discretion; evidence would not have had probable impact and exclusion did not affect substantial rights |
| Whether sentencing court abused discretion by finding aggravators and imposing above‑advisory term | Sloan: court improperly enhanced sentence based on his maintaining innocence/lack of explanation and on an unsupported need for correctional treatment | State: lack of remorse and need for treatment supported enhancement (prosecutor cited other conduct) | Court: Abuse of discretion — record did not support findings of lack of remorse or need for correctional treatment; reversed sentencing enhancement and remanded to impose advisory 30 years |
Key Cases Cited
- Vasquez v. State, 868 N.E.2d 473 (Ind. 2007) (trial court’s evidentiary and procedural decisions reviewed for abuse of discretion; factors for excluding witnesses)
- Coleman v. State, 694 N.E.2d 269 (Ind. 1998) (harmless‑error rule for evidentiary rulings affecting substantial rights)
- Mathis v. State, 776 N.E.2d 1283 (Ind. Ct. App. 2002) (upholding exclusion of evidence that would not likely affect verdict)
- Anglemyer v. State, 868 N.E.2d 482 (Ind. 2007) (clarifying sentencing‑statement requirements and abuse‑of‑discretion standard)
- Cox v. State, 780 N.E.2d 1150 (Ind. Ct. App. 2002) (court may not enhance sentence for a defendant’s good‑faith maintenance of innocence; lack of remorse is distinct and may be an aggravator)
- Ford v. State, 718 N.E.2d 1104 (Ind. 1999) (when using "need of correctional treatment" as aggravator, court must articulate why that defendant needs such treatment)
- Kien v. State, 782 N.E.2d 398 (Ind. Ct. App. 2003) (reversing enhancement based on defendant’s maintained innocence where record did not show bad faith)
- Hollen v. State, 740 N.E.2d 149 (Ind. Ct. App. 2000) (rejecting use of good‑faith assertion of innocence as aggravator)
- Bacher v. State, 686 N.E.2d 791 (Ind. 1997) (lack of remorse by one insisting on innocence is only a modest aggravator)
- Hawkins v. State, 748 N.E.2d 362 (Ind. 2001) (a single valid aggravator can justify an enhanced sentence)
