Michael A. Rosin v. United States
2015 U.S. App. LEXIS 7955
| 11th Cir. | 2015Background
- Michael Rosin, a former dermatologist, was convicted by a jury on 70 counts (health-care fraud and false statements) after a 17-day trial and sentenced to 264 months (22 years); direct appeal affirmed.
- Rosin filed a timely 28 U.S.C. § 2255 motion claiming trial counsel was ineffective for (a) grossly underestimating his likely sentence (telling him ~5–6 years) and (b) failing to pursue a plea bargain; he sought an evidentiary hearing.
- Trial counsel (Van Vliet, Kehoe, Zimmerman-Keenan) submitted affidavits stating they warned Rosin about exposure, explored plea options, ran a mock jury, and that Rosin consistently and adamantly insisted on his innocence and refusal to plead.
- The district court denied the § 2255 motion without an evidentiary hearing, finding Rosin failed to allege prejudice; this court previously vacated and remanded once for application of the correct Strickland prejudice standard.
- On remand the district court again denied relief without a hearing; the Eleventh Circuit affirmed, holding Rosin failed to show he would have pleaded guilty but for counsel’s alleged errors and that the record affirmatively contradicted his claim.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for underestimating sentence and not pursuing plea | Rosin: counsel told him ~5–6 years and did not advise of risk of a 22‑year sentence or pursue plea; he would have sought/accepted a plea if properly advised | Govt/counsel: counsels’ affidavits show they warned about exposure, ran mock trial, and Rosin repeatedly refused to consider pleading because he insisted on innocence | Held: Rosin failed to plead that he would have accepted a guilty plea; record shows he consistently refused to concede guilt, so no prejudice shown |
| Whether Rosin was entitled to an evidentiary hearing on the § 2255 ineffective-assistance claim | Rosin: competing affidavits create factual dispute warranting a hearing | Govt: record and counsels’ affidavits affirmatively contradict Rosin’s claim; no reasonable probability of different outcome | Held: No abuse of discretion in denying an evidentiary hearing; allegations are contradicted by the record |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishes two‑part ineffective assistance test: performance and prejudice)
- Hill v. Lockhart, 474 U.S. 52 (applies Strickland to plea-stage claims—must show would have pleaded guilty but for counsel’s errors)
- Coulter v. Herring, 60 F.3d 1499 (Eleventh Circuit: defendant must show he would have accepted plea, not merely that counsel would have sought one)
- Aron v. United States, 291 F.3d 708 (standard of review for denial of evidentiary hearing on § 2255 is abuse of discretion)
- Holmes v. United States, 876 F.2d 1545 (claims affirmatively contradicted by the record do not require evidentiary hearing)
