633 B.R. 700
Bankr. E.D. Pa.2021Background
- At an aunt’s birthday party on Sept. 30, 2017, Deborah Collins and her sister Jennifer Menges argued, went outside, and a physical altercation occurred on the front lawn in which Jennifer sustained a serious right-knee injury.
- Eyewitnesses (the aunt and Jennifer’s husband) testified that Deborah pushed/tackled Jennifer from behind in the middle of the lawn; Deborah claimed she accidentally fell on Jennifer at the door and could not recall how she tripped.
- Deborah pled guilty in Bucks County to simple assault by mutual combat and disorderly conduct, admitting she tackled Jennifer and caused swelling to Jennifer’s knee; she was not prosecuted as to any claims that Jennifer provoked the assault.
- Jennifer obtained a default civil judgment and an arbitration award for $50,000 against Deborah based on the same incident.
- Deborah filed bankruptcy (converted to Chapter 13); Jennifer filed an adversary proceeding seeking a declaration that the $50,000 arbitration award is nondischargeable under 11 U.S.C. § 523(a)(6).
- After a bench trial (witnesses sequestered; court found the aunt’s account especially credible), the bankruptcy court held the award nondischargeable, finding Deborah willfully and maliciously injured Jennifer.
Issues
| Issue | Menges' Argument | Collins' Argument | Held |
|---|---|---|---|
| Whether the $50,000 arbitration award is nondischargeable under 11 U.S.C. § 523(a)(6) | The shove/tackle was intentional and substantially certain to cause injury, so the debt is for a willful and malicious injury | The injury was accidental — Collins tripped/fell onto Menges, so it was not willful or malicious | Award is nondischargeable: court found push/tackle intentional, without justification, and willful and malicious under § 523(a)(6) |
| Whether facts from Collins’ guilty plea or the criminal case preclude relitigation or alter the nondischargeability analysis | Not binding on dischargeability but corroborative of intentional conduct | Collins noted plea was to mutual combat and argued lack of requisite scienter for § 523(a)(6) | Court used the guilty-plea facts as consistent with its findings but observed guilty pleas do not automatically satisfy § 523(a)(6); here independent trial evidence supported willfulness and malice |
Key Cases Cited
- Kawaauhau v. Geiger, 523 U.S. 57 (1998) (§ 523(a)(6) reaches only "willful and malicious" injuries; negligent or reckless injuries do not qualify)
- Carmelo v. Mickletz (In re Mickletz), 544 B.R. 804 (Bankr. E.D. Pa. 2016) (exceptions to discharge construed narrowly; willfulness includes acts substantially certain to cause injury)
- Beard Research, Inc. v. Kates (In re Kates), 485 B.R. 86 (Bankr. E.D. Pa. 2012) (plaintiff must prove willful and malicious injury by preponderance; willful = deliberate injury, not merely deliberate act)
- In re Fleisch, 543 B.R. 166 (Bankr. M.D. Pa. 2015) (reckless behavior does not satisfy § 523(a)(6) willfulness requirement)
- Kleman v. Taylor (In re Taylor), 322 B.R. 306 (Bankr. N.D. Ohio 2004) (physical acts that plainly inflict significant injury can satisfy willfulness element)
- Columbia Medical Group, Inc. v. Herring & Roll, P.C., 829 A.2d 1184 (Pa. Super. Ct. 2003) (principles on collateral estoppel and preclusive effect of prior proceedings)
- Commonwealth v. Hines, 496 Pa. 555 (Pa. 1981) (court must establish factual basis before accepting a guilty plea)
- Office of Disciplinary Counsel v. Kiesewetter, 585 Pa. 477 (Pa. 2005) (preclusion principles require party or privity in prior case for collateral estoppel to apply)
