303 A.3d 661
Me.2023Background
- Pratt was charged with domestic violence assault after an incident with her daughter; at trial the defense themes included self-defense and, in opening, trial counsel referenced a parental-discipline justification.
- Trial counsel told the jury Pratt “will testify,” and Pratt did testify, asserting self-defense; the prosecution elicited testimony about Pratt’s parenting and the removal of a child from her home.
- The trial court sustained some objections but allowed broader testimony about parenting because counsel had placed the parental-discipline justification in issue during opening statements; Pratt waived that justification after evidence closed and the jury was instructed only on self-defense.
- The jury convicted Pratt; she sought post-conviction review (PCR) alleging ineffective assistance of counsel for (1) opening the door to prejudicial parenting evidence and (2) failing to object to prosecutorial error.
- The PCR court found counsel not deficient for opening the door but deficient for failing to object to prosecutorial error and concluded any deficiencies were not prejudicial.
- The Maine Supreme Judicial Court held counsel was deficient for opening the door (counsel had promised Pratt would testify and knew self-defense was likely), and that the cumulative effect of that error plus unobjected prosecutorial questions prejudiced Pratt; it vacated the PCR denial and remanded to vacate the conviction.
Issues
| Issue | Pratt's Argument | State's Argument | Held |
|---|---|---|---|
| Whether counsel’s opening statement that raised the parental-discipline justification constituted deficient performance by “opening the door” to prejudicial parenting evidence | Trial counsel should not have raised parental-discipline because Pratt’s defense was self-defense and counsel knew or should have known Pratt would testify; counsel failed to consult and promised Pratt would testify | Opening parental-discipline was reasonable trial strategy because Pratt might not testify and parental-discipline was a viable alternative defense | Counsel’s opening constituted deficient performance: he expected Pratt to testify and knew self-defense; raising parental-discipline without adequate client consultation fell below objective reasonableness |
| Whether counsel’s failure to object to prosecutorial elicitation about removal of a child and related comments prejudiced the defense | Combined with the evidence admitted because counsel opened the door, the prosecutor’s questions and comments cumulatively undermined confidence in the verdict | The prosecutorial error alone was not sufficiently prejudicial; PCR court found any error harmless given the trial record | Prejudice found: cumulative effect of counsel’s opening-the-door error plus unobjected prosecutorial error created reasonable probability of a different outcome; conviction vacated |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (establishing two-prong ineffective-assistance test)
- Watson v. State, 230 A.3d 6 (Me. 2020) (discussing standards for reviewing ineffective-assistance claims)
- Pratt v. State, 243 A.3d 469 (Me. 2020) (direct appeal addressing admissibility of parenting evidence after defense placed parental-discipline in issue)
- Winchester v. State, 291 A.3d 707 (Me. 2023) (standards of review for PCR courts)
- Levesque v. State, 664 A.2d 849 (Me. 1995) (deference to counsel’s tactical decisions unless manifestly unreasonable)
- Ouber v. Guarino, 293 F.3d 19 (1st Cir. 2002) (prejudice from failing to produce evidence promised in opening)
- Dugas v. Coplan, 428 F.3d 317 (1st Cir. 2005) (considering cumulative effect of multiple counsel errors)
- Ford v. State, 205 A.3d 896 (Me. 2019) (remedying successful PCR claims by vacating underlying conviction)
