McMunn v. Babcock & Wilcox Power Generation Group, Inc.
2017 U.S. App. LEXIS 16103
| 3rd Cir. | 2017Background
- Plaintiffs (70+ consolidated claimants) allege cancers caused by inhalation of uranium effluent from the NUMEC Apollo, PA facility (operations ~1953–1983). Most lived near Apollo for decades and were diagnosed 2007–2011; cancers and risk profiles varied.
- The Price-Anderson Act preempted Plaintiffs’ common-law negligence claims; only Price-Anderson public-liability claims remained, which require proof of duty, breach, causation, and damages (analogous to negligence elements).
- Regulatory framework: 10 C.F.R. § 20.106 sets maximum permissible concentrations (MPC) applicable at the boundary of the restricted area; concentrations may be averaged over a period not greater than one year. NRC/AEC correspondence and NUMEC records include both readings suggesting high stack/vent emissions and AEC findings that roof-edge/site‑boundary samples met limits. NUMEC received a 1969 license amendment allowing high stack concentrations so long as roof-edge and off‑site sampling complied.
- Procedural history: Magistrate issued a Lone Pine order limiting claims to airborne uranium exposure from Apollo and required prima facie evidence; Daubert rulings excluded some experts but left Dr. James Melius’s testimony admissible; District Court granted summary judgment for defendants adopting the Magistrate’s R&R. Plaintiffs appeal.
- Key factual/technical gaps: Plaintiffs relied heavily on stack and fan readings, incomplete roof‑edge monitoring, and limited short‑duration exceedances; they presented no individualized, quantitative dose estimates for any plaintiff and lacked an expert to reliably convert stack/vent data to legally relevant roof‑boundary annual averages.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Duty — applicable standard for emissions | MPC should apply to any emission from any part of the roof (including stacks/fans); license limits and AEC correspondence show stacks were regulated | Duty is defined by 10 C.F.R. §20.106: MPC applies at the boundary of the restricted area (roof edge) with annual averaging; the 1969 license amendment did not create an independent tort duty | Court held duty defined by §20.106: roof is a restricted area, MPC assessed at roof boundary with annual averaging; license amendment was an administrative compliance mechanism, not a tort duty. |
| Breach — proof of exceeding MPC | Stack/fan and short‑duration readings and evidence of incomplete monitoring create genuine dispute of breach | Exceedances at stacks/fans are legally irrelevant absent expert showing they translate to roof‑edge annual averages; plaintiffs lack expert proof converting readings to boundary MPC | Court held plaintiffs failed to raise a genuine dispute of breach because they lacked qualified expert evidence showing roof‑boundary annual MPC exceedance. |
| Adverse‑inference/spoliation | Defendants’ poor recordkeeping entitles plaintiffs to an adverse inference that would show breach/exposure | No basis for an adverse‑inference instruction; District Court did not abuse discretion in denying it | Court affirmed denial of adverse inference — plaintiffs did not show abuse of discretion or develop the argument sufficiently. |
| Causation — individualized proof of exposure sufficient to show substantial factor | Plaintiffs contend frequency/regularity/proximity (Rost/Tragarz approach) suffices without quantified dose; Melius’s differential‑diagnosis opinions create triable issues | Defendants contend plaintiffs must show individualized exposure/dose sufficient to make radiation a substantial factor; Melius’s opinions are conclusory, fail to quantify dose, and do not rule out confounders | Court held plaintiffs failed to establish causation: Melius’s opinions were conclusory and lacked individualized dose/exposure assessments; frequency/regularity/proximity evidence was insufficient to avoid summary judgment. |
Key Cases Cited
- In re TMI Litigation, 193 F.3d 613 (3d Cir. 1999) (summarizes radiation‑to‑cancer science and evidentiary limits on proving specific causation)
- In re TMI, 67 F.3d 1103 (3d Cir. 1995) (Price‑Anderson preemption; federal regulations define duty and standard of care)
- Daubert v. Merrell Dow Pharm., 509 U.S. 579 (1993) (federal gatekeeping standard for expert admissibility)
- In re Paoli R.R. Yard PCB Litig., 35 F.3d 717 (3d Cir. 1994) (standards for expert proof and adopting regulations as standards of care in some contexts)
- Rost v. Ford Motor Co., 151 A.3d 1032 (Pa. 2016) (Pennsylvania adopts frequency‑regularity‑proximity framework for certain exposure‑based causation inquiries)
- Heller v. Shaw Indus., 167 F.3d 146 (3d Cir. 1999) (permitting differential diagnosis where scientifically reliable)
