669 F. App'x 59
2d Cir.2016Background
- Plaintiff Joel R. McDonald, proceeding pro se, filed a copyright infringement suit; the district court dismissed his amended complaint under Federal Rule of Civil Procedure 12(b)(6).
- The district court granted defendants’ motion to dismiss for failure to state a claim; judgment entered September 30, 2015.
- The appeal presents whether the amended complaint plausibly alleged unlawful copying and substantial similarity between the works.
- The Second Circuit reviews Rule 12(b)(6) dismissals de novo, accepting allegations as true and evaluating whether the works incorporated in the pleadings permit a plausible claim.
- The district court evaluated substantial similarity by comparing the works and concluded the similarities were to non-copyrightable or publicly available elements, not protectible expression.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether complaint plausibly alleged copying and substantial similarity | McDonald argued the defendant copied his work and that the works are substantially similar | Defendants argued the similarities concern non-copyrightable or public-domain elements and fail to show protectible similarity | Court held complaint failed to plead plausible claim; dismissal affirmed |
| Whether district court may resolve substantial similarity on Rule 12(b)(6) | McDonald contended factual issues precluded dismissal | Defendants argued substantial similarity can be decided as a matter of law when works are before the court | Court held the district court properly resolved substantial similarity on the pleadings |
| Proper test for substantial similarity when work uses public-domain elements | McDonald relied on ordinary-observer comparison | Defendants urged a more discerning, refined analysis excluding public-domain elements | Court applied refined analysis: compare only protectible elements and total concept and feel; found no protectible similarity |
| Whether any similarity related to protectible aesthetic expression | McDonald argued overall total concept and feel was the same | Defendants argued similarities stemmed from non-protectible elements | Court held similarities were to non-copyrightable or public-domain material; no actionable infringement |
Key Cases Cited
- Chambers v. Time Warner, Inc., 282 F.3d 147 (2d Cir. 2002) (standard of review for Rule 12(b)(6) dismissal)
- Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007) (plausibility pleading standard)
- Ashcroft v. Iqbal, 556 U.S. 662 (2009) (pleading standards and plausibility)
- Peter F. Gaito Architecture, LLC v. Simone Dev. Corp., 602 F.3d 57 (2d Cir. 2010) (works incorporated in pleadings control and substantial-similarity framework)
- Walker v. Time Life Films, Inc., 784 F.2d 44 (2d Cir. 1986) (works supersede contrary pleadings)
- Hamil Am. Inc. v. GFI, 193 F.3d 92 (2d Cir. 1999) (elements of copyrightability and substantial similarity test)
- Yurman Design, Inc. v. PAJ, Inc., 262 F.3d 101 (2d Cir. 2001) (ordinary observer test for substantial similarity)
- Boisson v. Banian, Ltd., 273 F.3d 262 (2d Cir. 2001) (refined analysis when work incorporates public-domain elements)
- Key Publ’ns, Inc. v. Chinatown Today Publ’g Enters., Inc., 945 F.2d 509 (2d Cir. 1991) (compare only copyrightable elements in compilations)
- Knitwaves, Inc. v. Lollytogs Ltd., 71 F.3d 996 (2d Cir. 1995) (compare total concept and feel rather than dissecting works)
- Tufenkian Imp./Exp. Ventures, Inc. v. Einstein Moomjy, Inc., 338 F.3d 127 (2d Cir. 2003) (distinguishing protectible expression from unprotectible elements)
- Warner Bros. Inc. v. Am. Broad. Cos., 720 F.2d 231 (2d Cir. 1983) (district court may rule as a matter of law when no reasonable jury could find substantial similarity)
