111 F.4th 81
D.C. Cir.2024Background
- The plaintiffs, a computer science professor and a technology inventor, challenged key provisions of the Digital Millennium Copyright Act (DMCA), specifically Section 1201's anticircumvention and antitrafficking rules, as facially unconstitutional under the First Amendment.
- The DMCA was enacted to prevent digital piracy by prohibiting circumvention of technological protection measures ("digital locks") on copyrighted works and the trafficking in tools that enable such circumvention.
- The statute includes built-in exemptions (both statutory and through a triennial rulemaking process), intended to ensure that noninfringing and fair uses are not unduly burdened.
- Plaintiffs abandoned their as-applied challenges and instead argued on appeal that Section 1201 is facially overbroad and constitutes a prior restraint on speech.
- The district court dismissed their facial and Administrative Procedure Act claims but allowed the as-applied ones to proceed; after losing on those issues, plaintiffs brought this appeal on the facial issues only.
- The D.C. Circuit reviewed the facial First Amendment challenges de novo and affirmed the district court’s dismissal.
Issues
| Issue | Plaintiff’s Argument | Defendant’s Argument | Held |
|---|---|---|---|
| Overbreadth of DMCA Section 1201 | Section 1201 is overbroad, chilling a substantial amount of protected speech. | Section 1201 regulates conduct, not speech, and its lawful scope is extensive. | Section 1201 is not facially overbroad; lawful applications predominate. |
| First Amendment Right to Circumvent | All fair use is First Amendment-protected, so circumvention for fair use cannot be barred. | No such right exists; First Amendment does not guarantee privileged access to works. | DMCA does not unconstitutionally burden fair use or expressive conduct. |
| Triennial Rulemaking as Prior Restraint | Exemption scheme operates as an unlawful speech-licensing regime. | The regime targets conduct, not content, and lacks censorial risks of prior restraint. | Not a prior restraint; regime regulates conduct, not speech. |
| Content/Speaker Discrimination in Exemptions | Exemptions discriminate between types of speech or speakers (e.g., documentary filmmakers v. narrative). | Exemptions are generally applicable, content-neutral, and reviewed regularly. | No showing of content-based discrimination; challenge fails. |
Key Cases Cited
- Eldred v. Ashcroft, 537 U.S. 186 (2003) (fair use and idea/expression dichotomy as First Amendment safeguards in copyright law)
- Harper & Row Publishers, Inc. v. Nation Enters., 471 U.S. 539 (1985) (copyright law as an engine of free expression and scope of fair use)
- Universal City Studios, Inc. v. Corley, 273 F.3d 429 (2d Cir. 2001) (upholding DMCA anticircumvention provisions against First Amendment challenge)
- United States v. Williams, 553 U.S. 285 (2008) (overbreadth doctrine requires substantial disproportion of unlawful applications)
- City of Lakewood v. Plain Dealer Publ’g Co., 486 U.S. 750 (1988) (facial prior restraint doctrine applies to schemes closely tied to expression)
- Near v. Minnesota ex rel. Olson, 283 U.S. 697 (1931) (foundational prior restraint doctrine)
