38 F.4th 6
9th Cir.2022Background
- In March 2020 Governor Newsom declared a state emergency and California schools closed for in-person instruction; instruction moved to distance learning.
- In summer 2020 the California Department of Public Health issued the 2020–21 Reopening Framework, which permitted schools to reopen permanently once local COVID benchmarks were met; plaintiffs (parents and one student) sued days after the framework was announced alleging violations of the Fourteenth Amendment and federal civil-rights statutes.
- The district court denied emergency injunctive relief and granted summary judgment for the State; a divided Ninth Circuit panel reversed in part but the court granted en banc review and ordered supplemental briefing on mootness.
- By mid-2021 vaccine rollout and changing benchmarks led the State to rescind the initial executive orders (EO N-33-20) and replace the 2020–21 Framework with 2021–22 Guidance that imposes no restrictions on reopening; plaintiffs conceded there was no state-imposed barrier to reopening since April 2021.
- The en banc Ninth Circuit dismissed the appeal as moot, holding no live Article III controversy remained and rejecting both the voluntary-cessation and capable-of-repetition exceptions; it instructed the district court to vacate its judgment and dismiss the complaint.
- A five-judge dissent would have held the case nonmoot under the capable-of-repetition doctrine (citing the Governor’s continuing emergency powers), and—because it would reach the merits—would have affirmed the district court on due process and equal protection; the dissent also concluded the Meyer/Pierce parental-rights theory was waived by plaintiffs.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Article III mootness — is there a live controversy? | Brach: State order kept schools closed; judicial relief still necessary to declare orders unconstitutional and enjoin future closures. | Newsom: Orders and framework have been rescinded/replaced; no present state-imposed barrier to reopening. | Dismissed as moot: no present state order to strike or enjoin; plaintiffs conceded no current barrier. |
| Voluntary-cessation exception — did State moot the case to evade review? | Brach: Rescission may be tactical; exception should apply. | Newsom: Reopening followed changed public-health facts and policy; State has renounced school closures and enacted durable measures keeping schools open. | Exception rejected: State met burden showing conduct not reasonably expected to recur; reopening is entrenched. |
| Capable-of-repetition-yet-evading-review — could plaintiffs face same action again? | Brach: Governor retains emergency powers; pandemic may recur; reasonable expectation of repetition. | Newsom: Changed circumstances (vaccines, guidance, statutes, policy) make recurrence speculative, not reasonable. | Exception rejected: no reasonable expectation of recurrence given rescission, entrenched policy, and changed public-health landscape. |
| Merits / Parental-rights (Meyer/Pierce) & waiver | Brach: Parents asserted a fundamental right to a basic minimum in-person education; also argued Meyer/Pierce parental-rights theory on appeal. | Newsom: Plaintiffs litigated children’s education claims, not a parental Meyer/Pierce claim; any Meyer-Pierce theory was not pleaded/waived. | En banc did not reach merits (mootness disposition). Dissent would have found Meyer/Pierce claim waived and affirmed on the merits (no proof distance learning failed minimal standards; rational-basis equal protection). |
Key Cases Cited
- Already, LLC v. Nike, Inc., 568 U.S. 85 (2013) (no Article III jurisdiction when no live controversy remains)
- Friends of the Earth, Inc. v. Laidlaw Env't Servs., 528 U.S. 167 (2000) (government bears heavy burden under voluntary-cessation doctrine)
- Fed. Election Comm’n v. Wis. Right to Life, Inc., 551 U.S. 449 (2007) (framework for "capable of repetition, yet evading review")
- Roman Catholic Diocese of Brooklyn v. Cuomo, 141 S. Ct. 63 (2020) (Supreme Court found recurring threat to religious services relevant to mootness analysis)
- Tandon v. Newsom, 141 S. Ct. 1294 (2021) (recognizing government authority to reinstate COVID restrictions as relevant to mootness)
- Bos. Bit Labs, Inc. v. Baker, 11 F.4th 3 (1st Cir. 2021) (COVID-related restrictions challenge held moot where state of emergency terminated)
- Lighthouse Fellowship Church v. Northam, 20 F.4th 157 (4th Cir. 2021) (similar mootness disposition for early COVID restrictions)
- Meyer v. Nebraska, 262 U.S. 390 (1923) (parental right to engage teachers and instruct children)
- Pierce v. Society of the Sisters, 268 U.S. 510 (1925) (parental right to choose private schools; limits on compulsory public attendance)
