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159 So. 3d 996
Fla. Dist. Ct. App.
2015
Read the full case

Background

  • Richard Masten was convicted of direct criminal contempt, sentenced to probation, and his motion for a stay of sentence was denied.
  • Masten sought appellate review of the denial of the stay; while that review was pending, he was charged with violating probation.
  • The trial judge sent a 21‑paragraph email and follow‑up chambers emails to the Attorney General’s Office arguing against entitlement to a stay and attaching transcripts; Masten and his counsel were not copied.
  • The Attorney General’s Office notified all parties about receiving the judge’s emails; once revealed, Masten filed a verified motion to disqualify the trial judge for bias.
  • The trial judge denied the disqualification motion and (through counsel) filed a response characterizing the communications as a “purported ex parte communication” and suggesting she expected the Attorney General’s Office to represent her interests in the stay appeal.
  • The court treated Masten’s subsequent appeal as a petition for writ of prohibition and concluded the motion to disqualify was legally sufficient.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the judge’s emails to the Attorney General were improper ex parte communications Masten: emails were ex parte advocacy that compromised impartiality and warranted disqualification Trial judge: communications were intended to aid the Attorney General and not improper; she expected the AG to represent her interests The emails were ex parte and improper; they required recusal
Whether the judge’s response to the petition suggested personal interest and violated practice for prohibition proceedings Masten: judge’s response showed personal interest and undermined impartiality Judge (through counsel): characterized the communications as “purported” and defended expectation the AG would represent her interest Response reinforced appearance of partiality and was error; judge should have remained silent
Whether Masten’s verified motion established an objectively reasonable fear of unfair trial Masten: verified facts compel recusal because appearance of bias was reasonable Trial judge: denied motion; argued no disqualifying bias Court: taking verified allegations as true, a well‑grounded fear of unfair trial existed
Appropriate remedy (writ of prohibition / recusal) Masten: seek disqualification and prohibition relief Trial judge: opposed disqualification; court treated appeal as prohibition petition Court granted petition (writ unnecessary to issue formally) and found recusal required

Key Cases Cited

  • Rose v. State, 601 So. 2d 1181 (Fla. 1992) (ex parte communications undermine appearance of judicial impartiality)
  • Rollins v. Baker, 683 So. 2d 1138 (Fla. 5th DCA 1996) (judge acting as adversary is ground for disqualification)
  • Ellis v. Henning, 678 So. 2d 825 (Fla. 4th DCA 1996) (in prohibition proceedings judges should generally remain silent)
  • Great Am. Ins. Co. v. 2000 Island Blvd. Condo. Ass’n, Inc., 153 So. 3d 384 (Fla. 3d DCA 2014) (litigants are entitled to the cold neutrality of an impartial judge)
  • Rodgers v. State, 948 So. 2d 655 (Fla. 2006) (standard for objectively reasonable fear of not receiving a fair trial)
  • Kopel v. Kopel, 832 So. 2d 108 (Fla. 3d DCA 2002) (writ of prohibition may be granted though formal issuance can be unnecessary)
Read the full case

Case Details

Case Name: Masten v. State
Court Name: District Court of Appeal of Florida
Date Published: Mar 20, 2015
Citations: 159 So. 3d 996; 2015 Fla. App. LEXIS 4297; 2015 WL 1275293; 3D14-0817
Docket Number: 3D14-0817
Court Abbreviation: Fla. Dist. Ct. App.
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