18 F.4th 1310
11th Cir.2021Background
- Blackburn took Shire’s prescription mesalamine drug LIALDA for about 12–16 months; LIALDA’s label warned renal impairment may occur and advised evaluation of renal function “prior to initiation” and “periodically while on therapy.”
- Blackburn’s gastroenterologist, Dr. Ferrante, did not order baseline or periodic renal blood tests during treatment; Blackburn missed a scheduled two-month follow-up and later relocated and stopped the drug in early 2015.
- In April 2015 Blackburn was diagnosed with advanced chronic interstitial nephritis (stage four); experts opined the injury was detectable months earlier and would likely have been prevented by earlier cessation of LIALDA.
- Blackburn sued Shire in Alabama state law tort claims; district court dismissed all claims except failure-to-warn and later granted Shire summary judgment on causation grounds, concluding Ferrante did not read the label and would not have changed care.
- The Eleventh Circuit concluded genuine factual disputes exist about what Ferrante would have done and certified two determinative Alabama law questions to the Supreme Court of Alabama: (1) whether a drugmaker’s duty to warn can include instructions to mitigate known risks, and (2) whether causation can be shown by proof the physician would have altered monitoring/treatment even if he still would have prescribed the drug.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Denial of further leave to amend | Blackburn sought another opportunity to amend dismissed warranty and fraud counts. | Shire argued further amendment was untimely and futile. | District court did not abuse discretion; denial affirmed. |
| Summary judgment based on Ferrante not reading label / missed follow-up | Ferrante testified he was familiar with the label, would have heeded a clearer monitoring instruction, and would have monitored differently — creating a factual dispute. | Shire argued Ferrante didn’t read the label, didn’t test, and Blackburn missed follow-up, so no causal link as a matter of law. | Eleventh Circuit: factual disputes preclude affirming summary judgment on those grounds. |
| Whether duty to warn can include mitigation/monitoring instructions (learned intermediary) | Blackburn: duty includes providing clear instructions for safe use/monitoring to allow physicians to mitigate warned risks. | Shire: duty limited to warning of risk; physicians decide mitigation once warned. | Question certified to Alabama Supreme Court. |
| Whether proximate causation can be shown by changed monitoring even if drug still would have been prescribed | Blackburn: proximate cause may be shown if physician would have monitored/mitigated differently and thereby prevented injury. | Shire: causation requires that physician would not have prescribed the drug at all. | Question certified to Alabama Supreme Court. |
Key Cases Cited
- Wyeth v. Levine, 555 U.S. 555 (manufacturer duty to provide adequate warnings/instructions)
- Weeks v. Wyeth, 159 So.3d 649 (Ala. 2014) (prescription-warning adequacy measured as to intermediary; causation requirement)
- Stone v. Smith, Kline & French Lab’ys, 447 So.2d 1301 (Ala. 1984) (manufacturer duty to warn users of product dangers)
- E.R. Squibb & Sons, Inc. v. Cox, 477 So.2d 963 (Ala. 1985) (causation standard in failure-to-warn claims)
- Gurley v. Am. Honda Motor Co., 505 So.2d 358 (Ala. 1987) (but-for and proximate causation discussion in product-liability context)
- Stahl v. Novartis Pharms. Corp., 283 F.3d 254 (5th Cir. 2002) (recommended medical monitoring can be instructions for safe use)
- Toole v. McClintock, 999 F.2d 1430 (11th Cir. 1993) (physician testimony can create jury question on causation)
