Marie DiFiore v. CSL Behring LLC
879 F.3d 71
| 3rd Cir. | 2018Background
- DiFiore was Director of Marketing at CSL Behring (2008–2012) and raised concerns about alleged off‑label marketing and related compliance issues after a promotion in 2011.
- After complaining, she alleges multiple adverse actions: two warning letters, a poor mid‑year performance review, a credit‑card warning, deteriorating supervisor relations, removal from a committee/meetings, and placement on a Performance Improvement Plan (PIP); she resigned shortly after the PIP.
- DiFiore sued under the False Claims Act (FCA) anti‑retaliation provision, 31 U.S.C. § 3730(h), and asserted a state‑law wrongful (constructive) discharge claim under Pennsylvania law.
- The District Court granted summary judgment for CSL on the wrongful discharge claim (finding no constructive discharge) and barred DiFiore from treating constructive discharge as an FCA adverse action; the FCA retaliation claim proceeded to trial.
- The District Court instructed the jury that FCA retaliation requires "but‑for" causation (protected activity must be the but‑for cause of adverse actions); the jury found for CSL. DiFiore appealed the causation instruction, the summary judgment on constructive discharge, and one other jury instruction.
- The Third Circuit affirmed: it held FCA retaliation requires but‑for causation, upheld summary judgment on constructive discharge, and found the jury instructions adequate.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Causation standard for FCA retaliation: whether "because of" requires motivating‑factor or but‑for causation | DiFiore: FCA uses a motivating‑factor (mixed‑motive) standard (citing Hutchins) | CSL: FCA "because of" language requires but‑for causation under Supreme Court precedent | Held: but‑for causation required (Gross and Nassar control; Hutchins dictum not binding) |
| Constructive discharge / wrongful discharge (summary judgment) | DiFiore: working conditions and PIP made continued employment intolerable, supporting constructive discharge | CSL: conditions were not intolerable; DiFiore resigned voluntarily and did not exhaust alternatives or comply with PIP | Held: summary judgment for CSL affirmed; no constructive discharge as a matter of law |
| Whether constructive discharge could be considered an FCA adverse action | DiFiore: constructive discharge is a cognizable adverse action for FCA retaliation | CSL: constructive discharge not established and thus cannot be an adverse action here | Held: because constructive discharge failed, it could not be relied on as an adverse action in the FCA claim |
| Jury instruction specificity (listing four incidents) | DiFiore: highlighting four incidents may have misled jury to ignore other evidence (totality of circumstances) | CSL: court instructed to consider totality and noted the four incidents were “among other things” | Held: instruction adequate and not misleading; no abuse of discretion |
Key Cases Cited
- Gross v. FBL Financial Services, 557 U.S. 167 (Sup. Ct.) ("because of" requires but‑for causation under ADEA)
- Univ. of Tex. Southwestern Med. Ctr. v. Nassar, 133 S. Ct. 2517 (Sup. Ct.) (Title VII anti‑retaliation requires but‑for causation; distinguishes motivating‑factor for status discrimination)
- Hutchins v. Wilentz, Goldman & Spitzer, 253 F.3d 176 (3d Cir.) (discussed motivating‑factor language in dictum in FCA context)
- Clowes v. Allegheny Valley Hospital, 991 F.2d 1159 (3d Cir.) (close/overzealous supervision insufficient for constructive discharge)
- Egan v. Delaware River Port Authority, 851 F.3d 263 (3d Cir.) (post‑Gross/Nassar analysis applying lessened causation where statute/regulation used different language)
- Wiest v. Tyco Electronics Corp., 812 F.3d 319 (3d Cir.) (constructive discharge occurs when conditions would compel a reasonable person to resign)
