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Marie DiFiore v. CSL Behring LLC
879 F.3d 71
| 3rd Cir. | 2018
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Background

  • DiFiore was Director of Marketing at CSL Behring (2008–2012) and raised concerns about alleged off‑label marketing and related compliance issues after a promotion in 2011.
  • After complaining, she alleges multiple adverse actions: two warning letters, a poor mid‑year performance review, a credit‑card warning, deteriorating supervisor relations, removal from a committee/meetings, and placement on a Performance Improvement Plan (PIP); she resigned shortly after the PIP.
  • DiFiore sued under the False Claims Act (FCA) anti‑retaliation provision, 31 U.S.C. § 3730(h), and asserted a state‑law wrongful (constructive) discharge claim under Pennsylvania law.
  • The District Court granted summary judgment for CSL on the wrongful discharge claim (finding no constructive discharge) and barred DiFiore from treating constructive discharge as an FCA adverse action; the FCA retaliation claim proceeded to trial.
  • The District Court instructed the jury that FCA retaliation requires "but‑for" causation (protected activity must be the but‑for cause of adverse actions); the jury found for CSL. DiFiore appealed the causation instruction, the summary judgment on constructive discharge, and one other jury instruction.
  • The Third Circuit affirmed: it held FCA retaliation requires but‑for causation, upheld summary judgment on constructive discharge, and found the jury instructions adequate.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Causation standard for FCA retaliation: whether "because of" requires motivating‑factor or but‑for causation DiFiore: FCA uses a motivating‑factor (mixed‑motive) standard (citing Hutchins) CSL: FCA "because of" language requires but‑for causation under Supreme Court precedent Held: but‑for causation required (Gross and Nassar control; Hutchins dictum not binding)
Constructive discharge / wrongful discharge (summary judgment) DiFiore: working conditions and PIP made continued employment intolerable, supporting constructive discharge CSL: conditions were not intolerable; DiFiore resigned voluntarily and did not exhaust alternatives or comply with PIP Held: summary judgment for CSL affirmed; no constructive discharge as a matter of law
Whether constructive discharge could be considered an FCA adverse action DiFiore: constructive discharge is a cognizable adverse action for FCA retaliation CSL: constructive discharge not established and thus cannot be an adverse action here Held: because constructive discharge failed, it could not be relied on as an adverse action in the FCA claim
Jury instruction specificity (listing four incidents) DiFiore: highlighting four incidents may have misled jury to ignore other evidence (totality of circumstances) CSL: court instructed to consider totality and noted the four incidents were “among other things” Held: instruction adequate and not misleading; no abuse of discretion

Key Cases Cited

  • Gross v. FBL Financial Services, 557 U.S. 167 (Sup. Ct.) ("because of" requires but‑for causation under ADEA)
  • Univ. of Tex. Southwestern Med. Ctr. v. Nassar, 133 S. Ct. 2517 (Sup. Ct.) (Title VII anti‑retaliation requires but‑for causation; distinguishes motivating‑factor for status discrimination)
  • Hutchins v. Wilentz, Goldman & Spitzer, 253 F.3d 176 (3d Cir.) (discussed motivating‑factor language in dictum in FCA context)
  • Clowes v. Allegheny Valley Hospital, 991 F.2d 1159 (3d Cir.) (close/overzealous supervision insufficient for constructive discharge)
  • Egan v. Delaware River Port Authority, 851 F.3d 263 (3d Cir.) (post‑Gross/Nassar analysis applying lessened causation where statute/regulation used different language)
  • Wiest v. Tyco Electronics Corp., 812 F.3d 319 (3d Cir.) (constructive discharge occurs when conditions would compel a reasonable person to resign)
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Case Details

Case Name: Marie DiFiore v. CSL Behring LLC
Court Name: Court of Appeals for the Third Circuit
Date Published: Jan 3, 2018
Citation: 879 F.3d 71
Docket Number: 16-4297
Court Abbreviation: 3rd Cir.