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Maria Gutierrez v. Carolyn Colvin
844 F.3d 804
| 9th Cir. | 2016
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Background

  • Maria Gutierrez applied for Social Security disability benefits; denied by ALJ and district court affirmed.
  • Undisputed physical limitations: cannot lift >5 pounds or raise her right arm above shoulder; left arm unimpaired.
  • At hearing, vocational expert (VE) testified that, despite limitations, Gutierrez could work as a cashier and gave statewide/national job numbers.
  • The ALJ asked the VE whether his opinion conflicted with the Dictionary of Occupational Titles (DOT); the VE said it did not, and the ALJ relied on that testimony to deny benefits at step five.
  • Gutierrez argued on appeal the DOT’s listing of frequent "reaching" for cashiers creates an apparent conflict because she cannot reach overhead with her right arm; she contends the ALJ should have elicited further VE clarification.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether ALJ had duty to elicit further vocational-expert explanation of an apparent conflict between VE testimony and DOT’s "frequent reaching" for cashiers Gutierrez: DOT’s "frequent reaching" implies overhead reaching; given her right-arm overhead restriction, ALJ should have asked follow-up questions Colvin/ALJ: DOT describes occupations broadly; not every DOT "reaching" requirement implies overhead reaching for every cashier job; VE’s testimony and experience resolved job-specific requirements Held: No reversible error. No obvious or apparent conflict existed because overhead reaching is not an essential or typical task for most cashier jobs; ALJ permissibly relied on VE testimony without further questioning.

Key Cases Cited

  • Tackett v. Apfel, 180 F.3d 1094 (9th Cir. 1999) (describes five-step sequential evaluation for disability)
  • Mayes v. Massanari, 276 F.3d 453 (9th Cir. 2001) (standard of review: ALJ factual findings upheld if supported by substantial evidence and correct legal standard applied)
  • Hill v. Astrue, 698 F.3d 1153 (9th Cir. 2012) (ALJ may rely on vocational expert testimony at step five)
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Case Details

Case Name: Maria Gutierrez v. Carolyn Colvin
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Nov 29, 2016
Citation: 844 F.3d 804
Docket Number: 14-35231
Court Abbreviation: 9th Cir.