Marcus Hensley v. Carolyn W. Colvin
2016 U.S. App. LEXIS 13091
| 8th Cir. | 2016Background
- Hensley, an Army veteran with service-connected knee injury and PTSD, applied for Social Security DIB alleging onset May 20, 2011; insured through Sept. 30, 2011. He had previously been denied benefits for an earlier period.
- Medical records (May–Sept 2011 and May 2012 exam) showed improved/stable right knee and back after physical therapy, normal gait/strength, reduced pain, and mental-health treatment with medication; VA assigned GAF 51 in July 2011 and later lower scores after the insured period.
- Hensley attended but then dropped out of VA outpatient PTSD group therapy; he reported some functional improvement on medication but complained of nightmares, social avoidance, and concentration problems.
- At hearing Hensley testified limitations from PTSD, depression, back and knee pain; VE testified a person with ALJ’s hypothetical (sedentary work, limited climbing, simple repetitive tasks, incidental interpersonal contact, simple/direct supervision) could perform jobs existing in significant numbers.
- ALJ found impairments severe but discounted some subjective limitations, adopted a sedentary RFC with limited mental/physical demands, rejected disability for the relevant four-month period, and noted VA disability determinations are not binding.
- The district court affirmed; the Eighth Circuit majority affirmed, while a dissent would remand for further PTSD-related consideration.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| RFC adequacy | ALJ lacked medical opinion support and should have ordered consultative exam; RFC incomplete | The record (VA treatment notes, PT records, Dr. McKelvey letter) provided sufficient medical evidence; no CE required | Affirmed — substantial evidence supports RFC; medical records and treating notes adequate |
| Credibility / subjective complaints | ALJ improperly discounted symptoms (esp. PTSD) and failed to probe reasons for missing therapy | ALJ permissibly relied on lack of disabling medical opinions, controlled symptoms with treatment, noncompliance with therapy, and daily activities | Affirmed — ALJ gave valid reasons per Polaski factors; failure to attend therapy was not shown to be symptom-driven |
| VA disability finding | ALJ improperly discounted VA determination of disability | VA determinations are not binding; ALJ considered VA evidence and made independent SSA determination | Affirmed — ALJ acknowledged VA finding and adequately considered underlying evidence |
| VE hypothetical / step-five reliance | Hypothetical failed to capture all PTSD-related limitations (concentration, social avoidance); VE testimony not substantial evidence | Hypothetical matched ALJ’s RFC; jobs identified do not require excluded functions; VE testimony supports step five | Affirmed — VE testimony was relevant to RFC adopted and jobs cited did not require climbing or greater mental function |
Key Cases Cited
- Welsh v. Colvin, 765 F.3d 926 (8th Cir. 2014) (standard of review — substantial evidence)
- Cox v. Astrue, 495 F.3d 614 (8th Cir. 2007) (RFC must be supported by some medical evidence)
- Myers v. Colvin, 721 F.3d 521 (8th Cir. 2013) (RFC may be affirmed without a medical-opinion if records support it)
- Goff v. Barnhart, 421 F.3d 785 (8th Cir. 2005) (Commissioner’s burden at step five; claimant retains burden of persuasion)
- Johnson v. Astrue, 628 F.3d 991 (8th Cir. 2011) (treating records can provide affirmative medical evidence for RFC)
- KKC ex rel. Stoner v. Colvin, 818 F.3d 364 (8th Cir. 2016) (ALJ not required to obtain additional evidence when record adequately developed)
- Black v. Apfel, 143 F.3d 383 (8th Cir. 1998) (ALJ need not discuss every piece of evidence)
- Pate-Fires v. Astrue, 564 F.3d 935 (8th Cir. 2009) (noncompliance with treatment may be excused if failure is symptom-driven)
- Pelkey v. Barnhart, 433 F.3d 575 (8th Cir. 2006) (ALJ may consider evidence underlying another agency’s disability finding though that finding is not binding)
- Brace v. Astrue, 578 F.3d 882 (8th Cir. 2009) (impairments controllable by treatment are not disabling)
