391 P.3d 1236
Haw. Ct. App.2017Background
- Mara was convicted in 1999 of reckless manslaughter, reckless endangering, and keeping a loaded firearm; sentenced to concurrent extended terms; judgment became final in 2002.
- State sought extended terms under HRS §706-662 based on Mara’s prior felonies and multiple current felony convictions; court imposed extended terms and mandatory minimums.
- Mara filed an HRPP Rule 40 petition in 2015 arguing his judge-imposed extended terms violated Apprendi and that appellate counsel was ineffective for not raising Apprendi on direct appeal; the trial court denied the petition relying on Loher v. State.
- The State abandoned its trial-court position on appeal and argued Apprendi should allow collateral attack on Mara’s extended terms; the appellate court rejected the concession.
- The court held that under Hawai‘i Supreme Court precedent, the demarcation point for collateral attacks on judge-imposed extended terms is Cunningham (not Apprendi), so sentences final after Apprendi but before Cunningham remain not subject to collateral attack.
Issues
| Issue | Mara's Argument | State's Argument | Held |
|---|---|---|---|
| Whether Mara’s judge-imposed extended terms (final 2002) violate Apprendi | Extended terms were based on judge-found facts and thus illegal under Apprendi; appellate counsel ineffective for not raising it | Apprendi was the demarcation point — extended terms final after Apprendi may be collaterally attacked; Loher I is not good law | Denied: Under Hawai‘i Supreme Court precedent, Cunningham—not Apprendi—announced the new rule; Mara’s sentences (final 2002) are not subject to collateral attack and counsel was not ineffective |
| Whether this court must follow federal district/Ninth Circuit habeas holdings that applied Apprendi earlier | (implicit) Federal habeas decisions support Mara’s claim | State urged reliance on federal habeas rulings to vacate extended terms | Rejected: state courts bound only by U.S. Supreme Court and Hawai‘i Supreme Court precedent; lower federal decisions are not controlling |
| Whether Loher I remains good law for collateral-attack timing | Loher I should apply to sentences final between Apprendi and Cunningham | State contended Loher I is obsolete | Affirmed Loher I: it remains good law for collateral attacks on sentences final after Apprendi but before Cunningham |
| Retroactivity standard — when did the rule become "new" under Teague | Apprendi created the rule for Sixth Amendment jury findings | State argued Apprendi dictated invalidity of Hawai‘i scheme immediately | Held that the new-rule demarcation was dictated by Cunningham as interpreted by Hawai‘i Supreme Court; Teague bar applies to sentences final before Cunningham |
Key Cases Cited
- Apprendi v. New Jersey, 530 U.S. 466 (2000) (Sixth Amendment jury-trial principle for facts increasing penalties)
- Cunningham v. California, 549 U.S. 270 (2007) (Clarified Apprendi/Blakely rule for judge-found facts increasing maximum penalty)
- State v. Maugaotega, [citation="115 Hawai'i 432"] (2007) (Hawai‘i Supreme Court changed course post-Cunningham and held Hawai‘i extended-term scheme unconstitutional)
- Loher v. State, [citation="118 Hawai'i 522"] (App. 2008) (appellate court held Apprendi did not permit collateral attack on extended terms final in that window)
- State v. Kaua, [citation="102 Hawai'i 1"] (2003) (Hawai‘i Supreme Court upheld extended-term scheme under Apprendi with intrinsic/extrinsic limits)
- State v. White, [citation="110 Hawai'i 79"] (2006) (reaffirmed Hawai‘i scheme; declined to follow lower federal court decisions)
- Kaua v. Frank, 436 F.3d 1057 (9th Cir. 2006) (Ninth Circuit granted habeas relief holding Kaua’s extended term violated Apprendi)
- Blakely v. Washington, 542 U.S. 296 (2004) (further refinement of Apprendi principles)
- United States v. Booker, 543 U.S. 220 (2005) (applied Apprendi/Blakely reasoning in federal sentencing context)
- Teague v. Lane, 489 U.S. 288 (1989) (framework for retroactivity and new-rule analysis)
- Butler v. McKellar, 494 U.S. 407 (1990) (deference to reasonable, good-faith state-court interpretations later superseded by new rule)
- Beard v. Banks, 542 U.S. 406 (2004) (clarified standard for when a new rule is "apparent to all reasonable jurists")