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Luis Gerardo Ortega-Araiza
2014 WY 99
| Wyo. | 2014
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Background

  • Ortega-Araiza pled guilty to strangulation of a household member; learned plea could trigger deportation and moved to withdraw based on ineffective assistance of counsel.
  • District court found counsel deficient for not advising on immigration consequences but denied withdrawal based on lack of prejudice; sentenced 2–4 years.
  • Padilla v. Kentucky requires counsel to advise alien defendants about immigration consequences; Valle v. State had held immigration consequences are collateral and need not be discussed, a position later overruled by Padilla.
  • Court held there was a reasonable probability Ortega-Araiza would have rejected the plea if advised of deportation risk, given nearly certain deportation upon conviction and his ties to the U.S.
  • Warning given in plea colloquy was generic and insufficient to cure prejudice; plea agreement warning was similarly insufficient.
  • Court remanded to grant the motion to withdraw the guilty plea, concluding the district court abused its discretion.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Was Ortega-Araiza prejudiced by counsel’s performance? Ortega-Araiza, via Padilla, shows prejudice. Ortega-Araiza failed to prove prejudice. Yes, prejudice established.
Did the district court’s plea-colloquy warning cure the prejudice? Padilla requires a clear warning; generic warning insufficient. Court warning could cure prejudice. No, colloquy warning insufficient.
Did the plea agreement warning cure the prejudice? General caution in the agreement cannot cure clear prejudice. Agreement warning should suffice. No, plea agreement warning insufficient.
Did the district court abuse its discretion by denying withdrawal? Counsel’s deficient performance constituted fair and just reason to withdraw. No fair and just reason shown. Yes, district court abused discretion.

Key Cases Cited

  • Padilla v. Kentucky, 559 U.S. 356 (2010) (must inform noncitizen defendants of deportation risk; near certainty of deportation when clear)
  • Valle v. State, 132 P.3d 181 (Wy. 2006) (immigration consequences treated as collateral; overruled by Padilla for deportation context)
  • Palmer v. State, 174 P.3d 1298 (Wyo. 2008) (prejudice standard for withdrawing a guilty plea before sentencing)
  • Turner v. State, 327 P.3d 100 (Wy. 2014) (prejudice framework for plea withdrawal post-Padilla)
  • Hill v. Lockhart, 474 U.S. 52 (1985) (Strickland prejudice standard in guilty-plea context)
  • Frame v. State, 29 P.3d 86 (Wy. 2001) (seven-factor test for fair and just reason to withdraw plea before sentencing)
  • Johnson v. Zerbst, 304 U.S. 458 (1938) (counsel’s duty; separation of roles in court)
  • Favela v. Favela, 311 P.3d 1213 (Wy. Ct. App. 2011) (Padilla effects on counsel duties; cannot rely on boilerplate warnings)
  • Akinsade, 686 F.3d 248 (4th Cir. 2012) (specificity of immigration warning matters in cure theory)
  • Bonilla v. Wilson, 637 F.3d 980 (9th Cir. 2011) (near-certain deportation requires clear warning)
Read the full case

Case Details

Case Name: Luis Gerardo Ortega-Araiza
Court Name: Wyoming Supreme Court
Date Published: Aug 6, 2014
Citation: 2014 WY 99
Docket Number: S-13-0242
Court Abbreviation: Wyo.