Lowe v. Allbaugh
689 F. App'x 882
| 10th Cir. | 2017Background
- Walter Douglas Lowe was convicted of first-degree manslaughter in Oklahoma and sentenced to life; direct appeal and state post-conviction attempts failed.
- Lowe filed a federal habeas petition under 28 U.S.C. § 2254 asserting 12 claims (6 raised on direct appeal, 6 in state post-conviction).
- The magistrate judge recommended denial: claims from the direct appeal lacked merit; claims first raised in state post-conviction were procedurally barred.
- Lowe objected to the R&R but addressed only three habeas issues; the district court overruled objections and denied relief.
- On appeal, the Tenth Circuit applied the firm-waiver rule to many unpreserved objections, rejected late-raised theories (e.g., 911-call evidence), and found the remaining claims procedurally defaulted.
- The court denied a certificate of appealability and dismissed the appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Applicability of firm-waiver rule to objections to the magistrate judge's R&R | Lowe argued his objections preserved all habeas claims for appeal | Respondents argued Lowe waived claims he did not specifically address in his objections | Court held Lowe waived eight of twelve claims under the firm-waiver rule; two exceptions did not apply |
| Ineffective assistance of trial counsel for failing to present 911-call evidence | Lowe argued counsel was ineffective for not presenting 911 recordings | Respondents argued the theory was raised too late (in objections) and thus waived | Held waived because theory was first raised in objections to the R&R and therefore untimely |
| Ineffective assistance of appellate counsel (untimeliness) | Lowe argued appellate counsel was ineffective and that delay was excused (e.g., prison library delay) | Respondents argued the claim was procedurally defaulted as untimely under state rule OCCA Rule 5.2(C)(2) | Held procedurally defaulted; Lowe failed to prove cause and prejudice or actual innocence sufficient to excuse the default |
| Inadequate jury instructions regarding Oklahoma "Stand Your Ground" law | Lowe argued jury instructions were inadequate and would have affected verdict | Respondents argued the claim was omitted from direct appeal and thus procedurally defaulted | Held procedurally defaulted; neither Schlup innocence nor cause-and-prejudice exception applied |
Key Cases Cited
- Laurson v. Leyba, 507 F.3d 1230 (10th Cir. 2007) (standard for certificate of appealability)
- Slack v. McDaniel, 529 U.S. 473 (U.S. 2000) (certificate of appealability standard where denial rests on procedural grounds)
- Morales-Fernandez v. I.N.S., 418 F.3d 1116 (10th Cir. 2005) (firm-waiver rule for objections to magistrate judge R&R)
- Coleman v. Thompson, 501 U.S. 722 (U.S. 1991) (procedural default and exceptions)
- Martinez v. Ryan, 566 U.S. 1 (U.S. 2012) (limited exception re: ineffective assistance in initial-review collateral proceedings)
- Schlup v. Delo, 513 U.S. 298 (U.S. 1995) (standard for actual-innocence gateway)
- Garfinkle v. United States, 261 F.3d 1030 (10th Cir. 2001) (theories raised first in objections to R&R are waived)
- Gardner v. Galetka, 568 F.3d 862 (10th Cir. 2009) (waiver of specific ineffective-assistance theories when omitted from objections)
