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9 F.4th 812
8th Cir.
2021
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Background

  • Louis and Lillian Gareis sued 3M and Arizant as part of the Bair Hugger MDL, alleging a Bair Hugger warming device used during Louis’s hip-replacement caused a periprosthetic joint infection (PJI).
  • The Gareises asserted multiple state-law claims including strict-liability design-defect and failure-to-warn (negligence and strict-liability theories).
  • The district court (applying South Carolina law) granted 3M summary judgment on the failure-to-warn claims (concluding 3M lacked sufficient actual or constructive knowledge to owe a duty), but allowed the design-defect claim to proceed to trial.
  • At trial the court excluded evidence of 3M’s knowledge at the time the device left its control and excluded most alternative-design evidence (permitting only evidence about a TableGard device), but admitted 3M’s expert Dr. Abraham to testify about operating-room airflow via a CFD model.
  • A jury returned a special verdict for 3M, finding the Gareises failed to prove (1) the Bair Hugger was defectively unreasonably dangerous/that a reasonable safer alternative existed, and (2) that the Bair Hugger caused Louis’s PJI; the district court denied a new trial.
  • The Gareises appealed the evidentiary rulings and the summary-judgment dismissal of their failure-to-warn claims; the Eighth Circuit affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Exclusion of evidence of 3M’s knowledge and exclusion of most alternative-design evidence The excluded evidence was relevant to the risk-utility and alternative-design elements of the strict-liability design-defect claim Evidence was properly excluded; any exclusion was harmless/no prejudice No abuse of discretion shown; even if erroneous, Gareises failed to show prejudice given the jury’s verdict on causation and abundant alternative-causation evidence
Admission of Dr. Abraham’s CFD/airflow testimony despite allegedly inadequate Rule 26 disclosure Abraham’s testimony was undisclosed and therefore inadmissible under Rule 26/37 Any disclosure failure was harmless; testimony was admissible to rebut causation theory No reversible error: district court did not abuse discretion; Gareises failed to show the testimony had substantial influence given other record evidence
Grant of summary judgment on failure-to-warn claims (duty based on actual or constructive knowledge) There was a genuine dispute of material fact about 3M’s actual or constructive knowledge so summary judgment was improper 3M lacked sufficient knowledge to trigger a duty to warn; summary judgment appropriate Affirmed, but on alternative ground: even if summary judgment were erroneous, the jury’s verdict that Bair Hugger did not cause the PJI makes the prior grant harmless
Harmlessness of any evidentiary or summary-judgment errors Excluded/admitted evidence prejudiced outcome and requires reversal/new trial Any errors were harmless in light of the jury’s findings and substantial alternative-causation evidence Harmless error doctrine applied; no reasonable assurance jury would have decided differently, so affirmance warranted

Key Cases Cited

  • Hirchak v. W.W. Grainger, Inc., 980 F.3d 605 (8th Cir. 2020) (federal law governs evidentiary issues in diversity/MDL contexts)
  • Hutcherson v. Progressive Corp., 984 F.2d 1152 (11th Cir. 1993) (federal law governs review of summary-judgment procedure)
  • Madden v. Cox, 328 S.E.2d 108 (S.C. Ct. App. 1985) (elements of strict-liability design-defect)
  • Newbern v. Ford Motor Co., 833 S.E.2d 861 (S.C. Ct. App. 2019) (risk-utility test for design defect)
  • Bragg v. Hi-Ranger, Inc., 462 S.E.2d 321 (S.C. Ct. App. 1995) (risk-utility balancing described)
  • Branham v. Ford Motor Co., 701 S.E.2d 5 (S.C. 2010) (reasonable alternative design required to show unreasonably dangerous design)
  • McKnight ex rel. Ludwig v. Johnson Controls, Inc., 36 F.3d 1396 (8th Cir. 1994) (trial reversal for improperly admitted expert testimony requires showing it had substantial influence)
  • Vogt v. State Farm Life Ins., 963 F.3d 753 (8th Cir. 2020) (abuse-of-discretion standard for evidentiary rulings)
  • Cavataio v. City of Bella Villa, 570 F.3d 1015 (8th Cir. 2009) (erroneous summary judgment may be harmless when trial verdict would have resolved the claim against the plaintiff)
  • Wing v. Britton, 748 F.2d 494 (8th Cir. 1984) (harmlessness of erroneous summary judgment where later trial verdict disposes of the issue)
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Case Details

Case Name: Louis Gareis v. 3M Company
Court Name: Court of Appeals for the Eighth Circuit
Date Published: Aug 17, 2021
Citations: 9 F.4th 812; 18-3553
Docket Number: 18-3553
Court Abbreviation: 8th Cir.
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