Lorraine Smith v. Sidney Katz
696 F. App'x 582
| 3rd Cir. | 2017Background
- Smith worked in the Marshall Building (leased by the Government) from June 2006 to June 2009 and suffered respiratory problems exacerbated while at work. She had preexisting asthma/COPD history.
- The Building experienced repeated water intrusion and poor ventilation; air sampling in June 2008 showed very high mold spore counts (up to ~47,000 spores/m3).
- Katz (owner/lessor) hired contractors and oversaw a build-out through an agent (Ramirez); evidence showed defective construction/ductwork and inadequate waterproofing that contributed to chronic moisture and mold.
- After a 5‑day jury trial (first trial) the jury awarded Smith $1,290,000 (economic $390,000; noneconomic $900,000). The district court granted remittitur to $150,000 (economic $50,000; noneconomic $100,000); Smith rejected it and demanded a new trial on damages.
- On retrial limited to damages (second trial), the jury awarded $75,000 total ($20,000 economic; $55,000 noneconomic). The district court denied Smith’s motion for another new trial; both parties appealed (Katz also cross‑appealed Rule 50 issue).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| 1. Denial of Katz’s Rule 50(b) renewed JMOL | Smith: sufficiency of evidence supports liability; judgment should stand. | Katz: insufficient evidence to show duty/breach/proximate cause; JMOL warranted. | Affirmed denial of JMOL — sufficient evidence for jury on duty, breach, and causation. |
| 2. Remittitur of the first jury verdict | Smith: remittitur was erroneous; original $1.29M should be reinstated. | Katz: first award excessive; remittitur appropriate (and should be reduced further). | District court did not abuse discretion in ordering remittitur from $1.29M to $150k. |
| 3. Denial of Smith’s motion for a new trial after damages retrial (exclusion of expert testimony) | Smith: exclusion of certain experts’ causation testimony prejudiced her and warranted a new trial. | Katz: experts were excluded for failure to comply with Rule 26 deadlines; exclusion justified. | No abuse of discretion — district court properly excluded untimely expert opinion testimony under Rule 26. |
| 4. Adequacy of jury instructions at retrial | Smith: jury should have been instructed to attribute damages only to the portion of injuries proximately caused by exposure. | Katz: instructions were proper and focused jury on damages only (liability already decided). | Instructions, read as a whole, fairly submitted the issues; no reversible error. |
Key Cases Cited
- Cortez v. Trans Union, LLC, 617 F.3d 688 (3d Cir. 2010) (remittitur/new‑trial procedural principle explained)
- Hetzel v. Prince William Cnty., 523 U.S. 208 (1998) (remittitur requires offering plaintiff a new trial option)
- Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133 (2000) (standard for JMOL review; deference to jury credibility determinations)
- Starceski v. Westinghouse Elec. Corp., 54 F.3d 1089 (3d Cir. 1995) (remittitur standard — jury awards must be supported by evidence)
- Spence v. Board of Educ. of Christina Sch. Dist., 806 F.2d 1198 (3d Cir. 1986) (trial judge’s remittitur decision reviewed for abuse of discretion)
- Evans v. Port Auth. of N.Y. & N.J., 273 F.3d 346 (3d Cir. 2001) (appellate review of remittitur is "severely limited")
- Avaya Inc. v. Telecom Labs, Inc., 838 F.3d 354 (3d Cir. 2016) (JMOL standard restated)
- Lightning Lube, Inc. v. Witco Corp., 4 F.3d 1153 (3d Cir. 1993) (JMOL standard and deference to jury)
- Konstantopoulos v. Westvaco Corp., 112 F.3d 710 (3d Cir. 1997) (exclusion of witnesses for scheduling/order violations reviewed for abuse of discretion)
- In re Paoli R.R. Yard PCB Litig., 35 F.3d 717 (3d Cir. 1994) (courts have broad leeway to manage cases and exclude witnesses as sanction)
- De Asencio v. Tyson Foods, Inc., 500 F.3d 361 (3d Cir. 2007) (review standards for jury instructions — consider instructions as a whole)
