744 S.E.2d 220
Va.2013Background
- Livinston, an Assistant Commonwealth's Attorney, prosecuted Collins on drug charges in Prince George County.
- VSB charged Livingston with Rule 1.1 (competence), Rule 3.1 (meritorious claims), and Rule 3.8(a) (prosecutorial responsibilities).
- Three indictments were pursued: (1) possession with intent to distribute actual Oxycodone; (2) possession with intent to distribute an imitation substance near a school under 18.2-255.2; (3) an imitation substance charge, later misrepresented as possession with intent to distribute.
- Livingston admitted three “mistakes”: erroneous legal conclusion on the first indictment, pursuing the second indictment without Toliver awareness, and misnaming the third indictment.
- District Committee found violations of Rules 1.1, 3.1, and 3.8(a) and imposed a public reprimand with terms; Disciplinary Board affirmed.
- Court independently reviewed and affirmed Rule 1.1 violation, reversed Rules 3.1 and 3.8(a), and remanded for sanction consideration.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Livingston violated Rule 1.1 (competence). | VSB contends Livingston failed to provide competent representation. | Livingston argues negligence but not clear and convincing incompetence. | Rule 1.1 violated; clear and convincing evidence of incompetence. |
| Whether Livingston violated Rule 3.1 (meritorious claims). | VSB contends his frivolous objection to wording showed frivolous argument. | Livingston's position on amendment was not frivolous and not unsupported by law. | No clear and convincing evidence of Rule 3.1 violation. |
| Whether Livingston violated Rule 3.8(a) (probable cause). | VSB contends omissions and misstatements show lack of probable cause. | Livingston did not initiate or maintain indictments with actual knowledge of no probable cause; errors were due to incompetence. | No clear and convincing evidence of Rule 3.8(a) violation. |
| Scope of disciplinary sanctions given multiple Rule violations. | Remand for appropriate sanction on Rule 1.1 violation; sanction re-evaluation necessary. |
Key Cases Cited
- Weatherbee v. Virginia State Bar, 279 Va. 303 (Va. 2010) (burden of proof in discipline; independent review standard)
- Green v. Virginia State Bar, 274 Va. 775 (Va. 2007) (factors for Rule 1.1 incompetence)
- Barrett v. Virginia State Bar, 272 Va. 260 (Va. 2006) (negligence alone not necessarily incompetence under Rule 1.1)
- El-Amin v. Virginia State Bar, 257 Va. 608 (Va. 1999) (competence and thoroughness requirements)
