Live Well Financial, Inc. v. Cardona-Alicea
3:16-cv-02397
D.P.R.Jun 20, 2017Background
- Live Well Financial filed a mortgage-foreclosure action and sought service by publication after failing to personally serve defendants Juan Cardona-Alicea, Milagros De Los Angeles Echeandía-De Cardona, and their conjugal partnership.
- The Court previously denied plaintiff’s first motion for service by publication because plaintiff had not made the “pertinent attempts” required by Puerto Rico Rule of Civil Procedure 4.6.
- The process server had visited the defendants’ house several times; the property appeared uninhabited or under construction, and a neighbor said defendants had moved to a nursing home while their sons repaired the house.
- The Court suggested concrete follow-up steps (contact nursing homes, leave written messages for the sons, use loan paperwork contacts), which plaintiff failed to undertake.
- Plaintiff submitted a new “Negative Affidavit of Service” recounting only two additional visits and poorly described notes left; the affidavit gave inconsistent, vague information about contacts with neighbors and calls.
- The Court concluded plaintiff still had not made sufficiently vigorous, pertinent attempts to locate and personally serve defendants and denied the renewed motion for service by publication; it also ordered proof of proper service on the United States or a showing of good cause under Rule 4(m).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether service by publication under P.R. R. Civ. P. 4.6 is authorized | Service by publication is necessary because personal service is not practicable after multiple attempts | (Implicit) Personal service has not been sufficiently attempted; publication premature | Denied — plaintiff did not make the “pertinent attempts” Rule 4.6 requires |
| Whether plaintiff’s additional process-server efforts satisfied "pertinent attempts" requirement | Two additional visits and leaving notes show further attempts | Notes and visits were insufficient, vague, and lacked follow-up on leads | Denied — affidavit too vague and efforts not sufficiently vigorous |
| Whether plaintiff adequately followed leads (nursing home, sons, loan contacts) | Plaintiff argued it made more attempts but did not detail follow-up steps | Defendants (via record) pointed to leads that plaintiff did not pursue | Held plaintiff failed to contact nursing homes, sons, or use available loan/contact info; more targeted efforts required |
| Whether plaintiff properly served the United States as required by Fed. R. Civ. P. 4(i) | Plaintiff must demonstrate timely service or good cause for failure | N/A (Court requirement) | Court ordered plaintiff, within 15 days, to show proper service on the U.S. or good cause or face dismissal as to the U.S. |
Key Cases Cited
- Serra v. Banco Santander P.R., 747 F.3d 1 (1st Cir.) (state service rules may be used under Fed. R. Civ. P. 4(e)(1))
- Senior Loiza Corp. v. Vento Dev. Corp., 760 F.2d 20 (1st Cir.) (Rule 4.6 construed strictly; publication is disfavored)
- Pagán v. Rivera Burgos, 113 D.P.R. 750 (P.R.) (plaintiff must show vigorous steps and honest effort to effect personal service)
