Lisa Barr v. Board of Trustees of Western
2015 U.S. App. LEXIS 14128
| 7th Cir. | 2015Background
- Lisa Barr, a tenure-track journalism professor at Western Illinois University (2007–2010), alleged nonrenewal of her contract was retaliatory after she complained of racial discrimination in 2008.
- Barr filed a pro se Title VII suit against the University in March 2010 alleging retaliation; she failed to serve the defendant and did not respond to the magistrate judge’s order to show cause.
- While the first suit was pending (but unserved), Barr obtained an EEOC right-to-sue notice on additional claims (age and sex discrimination) and, represented by counsel, filed a second suit in June 2010 against the Board of Trustees asserting retaliation and ADEA claims.
- The magistrate judge recommended dismissal of the first case for failure to prosecute under Fed. R. Civ. P. 4(m); the district court dismissed it with prejudice under Rule 41(b).
- The Board of Trustees raised res judicata as an affirmative defense in the second case and moved for judgment on the pleadings under Rule 12(c); the district court granted the motion and dismissed Barr’s second suit.
- The Seventh Circuit affirmed, holding that dismissal for failure to prosecute is a final judgment on the merits and the two suits arose from the same core operative facts (the nonrenewal), so res judicata barred the second action.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the first dismissal bars the second suit under res judicata | Barr: first suit wasn’t on the merits (it was unserved) and second suit asserts different claims based on later EEOC notice | Board: dismissal under Rule 41(b) is a merits judgment and both suits arise from the same core facts | Held: Yes; dismissal for failure to prosecute is a final judgment on the merits and precludes the second suit |
| Whether the causes of action are identical for preclusion purposes | Barr: claims differ (harassment vs. termination; new age/sex claims) | Board: claims share same core operative facts (nonrenewal) despite different theories | Held: Identity of causes satisfied because both suits stem from same operative facts (nonrenewal) |
| Whether exhaustion requirement justifies separate lawsuits | Barr: needed a right-to-sue letter before bringing age/sex claims | Board: plaintiff could have amended or sought a stay of the earlier case until right-to-sue issued | Held: Exhaustion does not excuse claim-splitting; stay or amendment available |
| Whether pro se filing insulates plaintiff from preclusion | Barr: initial pro se status makes dismissal a harsh procedural consequence | Board: plaintiff obtained counsel and pursued second suit before appealing first dismissal | Held: Pro se status does not avoid res judicata; failure to appeal or seek relief preserved the dismissal as final |
Key Cases Cited
- Allen v. McCurry, 449 U.S. 90 (1979) (final judgment precludes relitigation of claims that were or could have been raised)
- Palka v. City of Chicago, 662 F.3d 428 (7th Cir. 2011) (preclusion bars claim-splitting in employment-discrimination suits)
- Czarniecki v. City of Chicago, 633 F.3d 545 (7th Cir. 2011) (claims are precluded when allegations are essentially the same)
- Hermann v. Cencom Cable Assocs., 999 F.2d 223 (7th Cir. 1993) (tests for identity of claims focus on factual overlap)
- Hayes v. City of Chicago, 670 F.3d 810 (7th Cir. 2012) (standard of review for Rule 12(c) motions)
- Tartt v. Nw. Cmty. Hosp., 453 F.3d 817 (7th Cir. 2006) (Rule 41(b) dismissal operates as final judgment for res judicata)
- Matrix IV, Inc. v. Am. Nat’l Bank & Trust Co. of Chi., 649 F.3d 539 (7th Cir. 2011) (identity of cause of action depends on core operative facts)
- Smith v. City of Chicago, 820 F.2d 916 (7th Cir. 1987) (different theories arising from same facts can constitute a single cause of action)
- Lee v. City of Peoria, 685 F.2d 196 (7th Cir. 1982) (one group of facts may give rise to different claims but remain a single cause of action)
- Lowe v. City of East Chicago, Ind., 897 F.2d 272 (7th Cir. 1990) (dismissal for failure to prosecute may properly be without prejudice in some circumstances)
