Lewis v. Secretary of Health and Human Services
15-941
| Fed. Cl. | Oct 11, 2016Background
- Petitioner Lornette Amelia Lewis filed a Vaccine Act petition alleging a tetanus infection (spastic dysphonia, myoclonus, laryngospasm) following a Td vaccine administered on Sept. 28, 2011; the petition was dismissed for insufficient proof on June 27, 2016.
- Petitioner substituted counsel (Phyllis Widman) after filing pro se; counsel investigated, obtained additional medical records, consulted multiple experts, and ultimately received an expert opinion diagnosing a rare disorder but concluding it was not vaccine‑caused.
- Counsel moved to dismiss after the undersigned identified significant issues and after receiving the unfavorable expert opinion; dismissal was promptly filed and granted.
- Petitioner sought attorneys’ fees and costs of $18,226.20; respondent opposed, arguing the petition lacked a "reasonable basis" and thus fees/costs should be denied.
- Special Master Gowen found the petition was brought in good faith and that a reasonable basis existed when counsel accepted representation, awarded reduced attorneys’ fees and reimbursed costs, and entered judgment for specified lump sums.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the petition was brought in good faith | Lewis presumed to have brought claim in good faith; counsel investigated. | Respondent did not dispute good faith. | Good faith presumed and not contested; found to exist. |
| Whether the petition had a reasonable basis | Counsel relied on pro se filings, medical records, literature, and a plausible autoimmune/myoclonus theory to justify investigation. | Respondent argued medical records lacked factual support (no treating provider diagnosed tetanus), delayed onset >1 year, no causation opinion, and counsel should have seen deficiencies pre‑acceptance. | Under totality of circumstances, reasonable basis existed at time counsel accepted representation; fees may be awarded. |
| Whether requested hourly rates and hours were reasonable | Counsel requested $300/hr (17 years' experience) and 58.40 hours; billed tasks listed. | Respondent challenged some entries as paralegal/clerical and excessive. | $300/hr approved for attorney; 4.85 hours reclassified as paralegal at $135/hr, reducing fee request by $800.25; total hours otherwise reasonable. |
| Whether costs requested were reasonable | Costs were primarily medical record fees and reasonable. | Respondent challenged awarding costs absent reasonable basis. | Costs awarded as reasonable (including unpaid costs treated as attorney costs); lump sums specified to petitioner and counsel. |
Key Cases Cited
- Grice v. Sec’y of Health & Human Servs., 36 Fed. Cl. 114 (Fed. Cl. 1996) (presumption of good faith)
- Chuisano v. United States, 116 Fed. Cl. 276 (Fed. Cl. 2014) (reasonable‑basis standard is totality‑of‑circumstances; lower evidentiary showing than entitlement)
- Silva v. Sec’y of Health & Human Servs., 108 Fed. Cl. 401 (Fed. Cl. 2012) (special master discretion under §300aa‑15(e)(1))
- McKellar v. Sec’y of Health & Human Servs., 101 Fed. Cl. 297 (Fed. Cl. 2011) (reasonable basis need not include complete records at filing)
- Perreira v. Sec’y of Health & Human Servs., 33 F.3d 1375 (Fed. Cir. 1994) (reasonable basis can be lost during pendency)
- Avera v. Sec’y of Health & Human Servs., 515 F.3d 1343 (Fed. Cir. 2008) (lodestar approach approved for Vaccine Act fee awards)
- Blum v. Stenson, 465 U.S. 886 (U.S. 1984) (hourly lodestar methodology background)
- Saxton v. Sec’y of Health & Human Servs., 3 F.3d 1517 (Fed. Cir. 1993) (special masters may use experience to reduce unreasonable hours/rates)
- Broekelschen v. Sec’y of Health & Human Servs., 102 Fed. Cl. 719 (Fed. Cl. 2011) (no requirement for line‑by‑line fee analysis)
- Sabella v. Sec’y of Health & Human Servs., 86 Fed. Cl. 201 (Fed. Cl. 2009) (special master may reduce fees sua sponte)
