124 N.E.3d 1193
Ind.2019Background
- Dawn Manning was rear-ended, later treated by Dr. Stephen Paschall who diagnosed permanent whole-body impairment (28%) and attributed it to the accident.
- Paschall’s deposition revealed his medical license had previously been placed on probation; he refused to testify about the reasons for discipline.
- Trial court excluded evidence both that Paschall’s license had been on probation and the reasons for his discipline; license was in good standing at trial.
- Jury heard only Paschall for plaintiff and two contrary defense experts; jury awarded $1.3 million to Manning.
- Defendant (Tunstall) appealed arguing exclusion of Paschall’s licensure/probation history and reasons for discipline was reversible error.
- Supreme Court held evidence of licensure status and reasons for discipline may be admissible to impeach an expert, reversed exclusion of probation fact (harmless error), and affirmed exclusion of reasons for discipline under Evid. R. 608(b) and 609.
Issues
| Issue | Plaintiff's Argument (Manning) | Defendant's Argument (Tunstall) | Held |
|---|---|---|---|
| Admissibility of evidence that expert's professional license was once on probation | Probation evidence is irrelevant because license was in good standing at trial and prejudicial | Probation is relevant impeachment showing on credibility; jury should hear it | Court: Probation fact is admissible; trial court abused discretion excluding it, but error was harmless |
| Admissibility of the reasons underlying prior professional discipline | Reasons are relevant to credibility and should be admissible | Reasons probe motive/credibility and are relevant impeachment | Court: Reasons are generally admissible in principle but here exclusion was proper because specific reasons were barred by Evid. R. 608(b) and misdemeanor convictions by Evid. R. 609 |
| Standard of review for exclusion of impeachment evidence | — | — | Court: legal questions reviewed de novo; discretionary rulings reviewed for abuse of discretion |
| Harmless-error analysis of excluded probation evidence | Exclusion was prejudicial and requires reversal | Exclusion was harmless given extensive other impeachment and lay testimony supporting damages | Court: Exclusion was harmless given strong impeachment efforts at trial and substantial lay testimony of permanent injury; verdict affirmed |
Key Cases Cited
- Fridono v. Chuman, 747 N.E.2d 610 (Ind. Ct. App. 2001) (medical-staff privilege modifications admissible to impeach; peer-review reasons statutorily protected)
- Linton v. Davis, 887 N.E.2d 960 (Ind. Ct. App. 2008) (held licensure status admissible but misunderstood scope of inadmissibility of reasons)
- Bennett v. Richmond, 960 N.E.2d 782 (Ind. 2012) (expert credibility and cross-examination principles)
- Rohr v. State, 866 N.E.2d 242 (Ind. 2007) (harmless-error standard for excluded evidence)
