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A162114M
Cal. Ct. App.
Mar 16, 2023
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Background

  • Loan K. Le alleged long‑running stalking and harassment by a UC Berkeley professor (Robert Van Houweling) beginning while she was a doctoral candidate; she reported the conduct to department officials and believed the university mishandled investigations.
  • Le worked at UC Berkeley’s Center for Latino Policy Research (CLPR) under Professor Lisa Garcia Bedolla from Aug. 2013–June 2014; she told Garcia Bedolla in July 2013 about the stalking and that the university had mishandled her complaints.
  • Le filed an EEOC complaint in November 2013 (and a supplement in March 2014). She later submitted manuscript contributions to a CLPR project; those reports were published electronically in February 2015 without naming Le as a coauthor, which she learned about June 30, 2015.
  • Le filed a DFEH precomplaint inquiry in June 2016 and a signed DFEH complaint in July 2016, received a right‑to‑sue in July 2017, and sued the Regents alleging FEHA claims for harassment (hostile work environment), retaliation, and failure to prevent.
  • The Regents moved for summary judgment arguing Le failed to timely exhaust administrative remedies; the trial court granted summary judgment, finding no triable issue of causation because Garcia Bedolla lacked knowledge of protected activity and the post‑employment omission was not a cognizable adverse employment action.
  • The Court of Appeal affirmed, holding summary judgment proper because Le failed to raise a triable issue that Garcia Bedolla knew of Le’s protected activity and thus failed to show causation for retaliation.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Timeliness / exhaustion of FEHA remedies (DFEH filing) Le contends her DFEH filing is timely because the allegedly retaliatory publication omitting her as coauthor occurred in Feb. 2015 (and she learned in June 2015), so the DFEH filing in 2016 falls within the limitations period. Regents argue Le’s operative claims arose while employed and she did not file with DFEH within one year of the alleged unlawful acts; thus failure to timely exhaust is jurisdictional. Court affirmed summary judgment on alternative ground (lack of causation); it did not need to decide adverse‑action timeliness fully but agreed exhaustion issues justified dismissal.
Adverse employment action: post‑employment omission from authorship Le argues omission from published reports is a retaliatory adverse employment action tied to her protected complaints. Regents (and trial court) contend post‑employment omission is not an adverse employment action as a matter of law under California precedent. Court did not resolve definitively whether post‑employment omission is per se non‑adverse because it affirmed on causation; the trial court had ruled omission was not an adverse employment action under Yanowitz but the appellate decision relied on lack of causal link.
Causation / employer knowledge of protected activity Le argues Garcia Bedolla knew of protected activity based on Le’s July 2013 disclosure about stalking and university mishandling, and thus causation can be inferred. Regents argue there is no evidence Garcia Bedolla knew of Le’s November 2013 EEOC filing and no causal connection exists to the 2015 publication; temporal gaps and intervening favorable acts undermine causation. Court held Le failed to raise a triable issue that Garcia Bedolla knew of the protected EEOC activity or that a causal link existed—long time gaps and continued favorable treatment undercut any inference of retaliation—so summary judgment was proper.
Denial of continuance for additional discovery (CCP § 437c(h)) Le requested a continuance to obtain metadata, privileged logs, and additional emails allegedly showing knowledge and retaliation; argued denial prejudiced her ability to oppose summary judgment. Regents maintained they produced documents and there was no showing essential evidence was withheld; no adequate affidavit identifying specific missing evidence was provided. Court held the affidavit supporting continuance was conclusory and failed to show essential facts likely existed; denial (implicit in judgment) was not an abuse of discretion.

Key Cases Cited

  • Morgan v. Regents of University of California, 88 Cal.App.4th 52 (Cal. Ct. App. 2000) (retaliation prima facie elements; employer knowledge and temporal proximity for causation)
  • Yanowitz v. L’Oreal USA, Inc., 36 Cal.4th 1028 (Cal. 2005) (standards on what constitutes adverse employment actions)
  • Clark County School Dist. v. Breeden, 532 U.S. 268 (U.S. 2001) (temporal gaps can defeat inference of causation)
  • Cornwell v. Electra Cent. Credit Union, 439 F.3d 1018 (9th Cir. 2006) (insufficient temporal proximity negates retaliatory inference)
  • Romano v. Rockwell Internat., Inc., 14 Cal.4th 479 (Cal. 1996) (administrative exhaustion is a jurisdictional prerequisite under FEHA)
  • Denham v. Superior Court, 2 Cal.3d 557 (Cal. 1970) (presumption of correctness for trial court judgments on appeal)
  • Shade Foods, Inc. v. Innovative Products Sales & Marketing, Inc., 78 Cal.App.4th 847 (Cal. Ct. App. 2000) (issues raised for first time in reply brief are generally forfeited)
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Case Details

Case Name: Le v. The Regents of the U. of Cal. CA1/1
Court Name: California Court of Appeal
Date Published: Mar 16, 2023
Citation: A162114M
Docket Number: A162114M
Court Abbreviation: Cal. Ct. App.
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